Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-01672 | 01/22/2013 | Claimant(s): James Greenshields Claimant Lawyers(s): James Greenshields Respondent(s): James Klefeker, TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Robert Finder, Ralph Kennedy Frasier, Angelo J. Infantino Hearing Site: Jacksonville, FL |  | $0 |
| 11-00600 | 01/16/2013 | Claimant(s): Melvyn M. Heller Rollover IRA Claimant Lawyers(s): Benjamin Lapin Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie Mason Arbitrator(s): Lise Gabrielle Hunter Hearing Site: New York, NY | | $0 |
| 12-01663 | 01/07/2013 | Claimant(s): Neal Graham Claimant Lawyers(s): Neal Graham Respondent(s): TD Ameritrade. Respondent Lawyers(s): William M. Mann Arbitrator(s): Ronald L. Cheney Hearing Site: Montpelier, VT | | $0 |
| 11-04256 | 12/21/2012 | Claimant(s): Joseph Pappy Claimant Lawyers(s): Jeffrey P. Coleman Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Scott David Anton Hearing Site: Tampa, FL | | $47,366 |
| 11-04276 | 12/07/2012 | Claimant(s): Robert Bridgeman Claimant Lawyers(s): Robert C. Bridgeman Respondent(s): TD Ameritrade. Respondent Lawyers(s): William M. Mann Arbitrator(s): Leonard E. Benade Hearing Site: Charlotte, NC | | $0 |
| 10-01816 | 11/26/2012 | Claimant(s): Carolyn Gilson Claimant Lawyers(s): Jonathan Etra Respondent(s): TD Ameritrade. Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Bernard (Bob) L. Loring, Jerrold Levine, Daniel P. Lund Hearing Site: Miami, FL | | $367,055 |
| 11-04764 | 11/20/2012 | Claimant(s): Kamyar Farahan Claimant Lawyers(s): Kamyar Farahan Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Andrew R. Dick Hearing Site: Minneapolis, MN | | $0 |
| 11-01519 | 11/19/2012 | Claimant(s): Timothy Hullett Claimant Lawyers(s): Benjamin Lapin Respondent(s): TD Ameritrade. Respondent Lawyers(s): William M. Mann Arbitrator(s): Leonard E. Benade Hearing Site: Charlotte, NC | | $225 |
| 12-01938 | 11/16/2012 | Claimant(s): Nataraj Buduguntae Claimant Lawyers(s): Nataraj S. Buduguntae Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Mark C. Perry Hearing Site: Miami, FL | | $0 |
| 12-01358 | 10/15/2012 | Claimant(s): Edward Brownstein Claimant Lawyers(s): Dana S. Gloor Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Richard Charles Hotvedt Hearing Site: Baltimore, MD |