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FINRA Awards for TD Ameritrade.

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Displaying 241-250 out of 419 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0204612/17/2014Claimant(s): Kermit Zieg
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): William M. Mann
Arbitrator(s): Donald B. Vaden
Hearing Site: Richmond, VA
Checkmark Icon$213
14-0028712/11/2014Claimant(s): Cary Moomjian
Claimant Lawyers(s): Cary A. Moomjian
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Philip I. McConnell, Lisa A Randall-Haag, Robert J. Steele
Hearing Site: Dallas, TX
Checkmark Icon$0
14-0045412/10/2014Claimant(s): Tuyen Ta
Claimant Lawyers(s): Tuyen Max Ta
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): O. Meredith Wilson
Hearing Site: Portland, OR
Checkmark Icon$38
14-0100512/02/2014Claimant(s): David MacIntyre
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Robert M. Stein
Hearing Site: Seattle, WA
Checkmark Icon$0
13-0173011/28/2014Claimant(s): Anna Sabatino
Claimant Lawyers(s): Evans J. Carter
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie Mason
Arbitrator(s): Robert J. Ambrogi
Hearing Site: Boston, MA
Checkmark Icon$0
14-0114811/06/2014Claimant(s): Jesse Ostrow
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Ronald J. Colombo
Hearing Site: New York, NY
Checkmark Icon$213
13-0337211/05/2014Claimant(s): Harold Welser
Claimant Lawyers(s): Harold C. Welser
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): James F. Carlson
Hearing Site: Chicago, IL
Checkmark Icon$0
14-0072310/28/2014Claimant(s): Joseph Bonfiglio, Sarah Bonfiglio
Claimant Lawyers(s): Adam Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): John Russell Barlow
Hearing Site: Raleigh, NC
Checkmark Icon$0
14-0038410/20/2014Claimant(s): Richard Bilbrey
Claimant Lawyers(s): Richard Bilbrey
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): Robert G. Geeseman
Hearing Site: Boca Raton, FL
Checkmark Icon$38
14-0047410/17/2014Claimant(s): Douglas Lowy
Claimant Lawyers(s): Douglas C. Lowy
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): Steven H. Vogel
Hearing Site: Louisville, KY
Checkmark Icon$88

419 Results

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