Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-00993 | 04/14/2015 | Claimant(s): Daniel Emmer Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): Rafael A. Porrata-Doria Hearing Site: Philadelphia, PA |  | $0 |
| 13-03663 | 04/07/2015 | Claimant(s): Antonino Arconte Claimant Lawyers(s): Kenneth J. Anand Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Alexandra L. Dunaif, George E. Berkeley, Joseph I. Liebman Hearing Site: New York, NY | | $34,213 |
| 13-03678 | 04/01/2015 | Claimant(s): Julianna Cohen-Congress Claimant Lawyers(s): Robert B. Weintraub Respondent(s): TD Ameritrade., Samuel Borger, Borger Financial Services, Samuel Borger D/B/A Borger Financial Ser Respondent Lawyers(s): Dana S. Gloor, John F. Olsen Arbitrator(s): David S. Billet, Eva H. Posman, Arthur Neil Tolciss Hearing Site: New York, NY | | $0 |
| 14-02200 | 03/12/2015 | Claimant(s): Douglas Haviland Claimant Lawyers(s): Douglas Allan Haviland Respondent(s): TD Ameritrade. Respondent Lawyers(s): Janine M. Lucas Arbitrator(s): William M. Howard Hearing Site: Phoenix, AZ | | $665 |
| 14-01002 | 03/03/2015 | Claimant(s): Jeffery Owens, Volha Owens Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): Daniel P. Lund Hearing Site: Jacksonville, FL | | $0 |
| 14-01127 | 02/24/2015 | Claimant(s): Michael Strathman Claimant Lawyers(s): Adam M. Green Respondent(s): TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): Leonard Arthur Nelson Hearing Site: Chicago, IL | | $0 |
| 14-02126 | 02/24/2015 | Claimant(s): John Daciuk Claimant Lawyers(s): Adam Green Respondent(s): TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): Kendall C. Reed Hearing Site: Los Angeles, CA | | $300 |
| 14-00679 | 02/23/2015 | Claimant(s): Myrna Borus and David Borus Claimant Lawyers(s): David Borus Respondent(s): TD Ameritrade. Respondent Lawyers(s): William M. Mann Arbitrator(s): James M. Rhodes, Alice Holly Oshins, Louis P. Wagman Hearing Site: New York, NY | | $0 |
| 14-00229 | 02/11/2015 | Claimant(s): Paul Clarfield Claimant Lawyers(s): Paul Clarfield Respondent(s): TD Ameritrade. Respondent Lawyers(s): Meagan A. Lamberti Arbitrator(s): Otis E. Hackett Hearing Site: San Diego, CA | | $163 |
| 14-01054 | 02/10/2015 | Claimant(s): James Young Claimant Lawyers(s): Robert H. Stevenson Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Philip E. Cutler Hearing Site: Seattle, WA | | $0 |