| 20-00626 | 09/18/2020 | Claimant(s): Robert Dainard
Claimant Lawyers(s): Adam C Pollet
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meaghan M. Gandy
Arbitrator(s): David William Hickman, Kenneth James Pedersen, David E. Crowe
Hearing Site: Seattle, WA
| | |
| 18-03788 | 09/17/2020 | Claimant(s): Wilfred & Virginia Suozzo
Claimant Lawyers(s): Bradford M Gucciardo
Respondent(s): Elizabeth Ryan, TD Ameritrade.
Respondent Lawyers(s): Simeon M. Schopf
Arbitrator(s): Mary E. Bassett
Hearing Site: Boston, MA
|  | $0 |
| 18-03600 | 08/14/2020 | Claimant(s): Michael Braun
Claimant Lawyers(s): Michael Braun
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Amanda Wright
Arbitrator(s): Michael J. Meeusen, Raymond M. Kirtley, Jill Elise Vestal
Hearing Site: Indianapolis, IN
| | Dismissed by Rule 12206/12504 |
| 18-03755 | 07/01/2020 | Claimant(s): Stanley Kulesza
Claimant Lawyers(s): Richard D. DeVita
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Simeon Schopf
Arbitrator(s): Sam Antar, Scott M. Pellegrino, James M. Rhodes
Hearing Site: Newark, NJ
| | $0 |
| 20-00338 | 06/25/2020 | Claimant(s): William DeFeo
Claimant Lawyers(s): William Defeo
Respondent(s): TD Ameritrade Clearing., TD Ameritrade., TD Ameritrade Investment Management LLC
Respondent Lawyers(s): Ilana Herscovitz Reid
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
| | $125 |
| 19-02802 | 04/22/2020 | Claimant(s): Mary Bennett
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Ashley K. Kelley
Arbitrator(s): Jane Tam
Hearing Site: Richmond, VA
| | |
| 19-02914 | 04/17/2020 | Claimant(s): Barry Eller
Claimant Lawyers(s): Barry Carson Eller
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Marcia A. Washkuhn
Arbitrator(s): Terrence J. Fleming, Barry Goldman, Leo G. Stern
Hearing Site: Des Moines, IA
| | |
| 19-03224 | 03/27/2020 | Claimant(s): Quang Le
Claimant Lawyers(s): Quang Minh Le
Respondent(s): Joshua Furlong, Justin Benzinger, Lindsey Olsen, TD Ameritrade., Michael Dashiell, Michael Skomer, Quinton Wadkins
Respondent Lawyers(s): Simeon M. Schopf
Arbitrator(s): Tyrone Nathaniel Watson
Hearing Site: Orlando, FL
| | $163 |
| 19-01119 | 02/20/2020 | Claimant(s): Michael Nalewaja
Claimant Lawyers(s): Michael Terry Nalewaja
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): John Stewart
Arbitrator(s): Helen Marinak Blohm, Robert Sachs Mandelson, D. Peter Gleichenhaus
Hearing Site: San Francisco, CA
| | $0 |
| 19-02918 | 02/14/2020 | Claimant(s): Vedran Pogacnik
Claimant Lawyers(s): Vedran Pogacnik
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Amanda Wright
Arbitrator(s): John J. Flynn
Hearing Site: San Francisco, CA
| | $25 |
