| 06-04912 | 08/14/2007 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Brian C. Free
Respondent(s): Mitchell Jesse
Respondent Lawyers(s): Mitchell R. Jesse
Arbitrator(s): Robert Fisher, William A. Husa, Walter F. Dillaway
Hearing Site: Reno, NV
| | |
| 03-07616 | 08/09/2007 | Claimant(s): Darren Gryniuk
Claimant Lawyers(s): David S. Markun
Respondent(s): Citigroup Global Markets., Jack B. Grubman, Kevin Keating
Respondent Lawyers(s): Jennifer M. Blunt
Arbitrator(s): Samuel A. Alward, Karen V. Cunningham, Kelli J. Jareaux
Hearing Site: Washington, DC
|  | Stipulated Award and Expungement |
| 07-00078 | 08/01/2007 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin A. Rowin
Respondent(s): Peter Dolan
Respondent Lawyers(s): Peter C. Dolan
Arbitrator(s): Dallas Whitney Coffman, Andrew Scott Rogovin, Maxwell J. Mahoney
Hearing Site: Boston, MA
| | |
| 06-01926 | 07/30/2007 | Claimant(s): Charles Ostrove
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Linda S. Cole, Paul R. Walsh, Michael F. Greco
Hearing Site: New York, NY
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