| 08-00918 | 02/12/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Clifford Bartlett, III
Respondent Lawyers(s): Joan M. Markey
Arbitrator(s): Douglas F. Stone, Cheryl Feldman, Bruce Alan Whiteford
Hearing Site: New York, NY
| | |
| 08-01033 | 02/10/2009 | Claimant(s): Karen Schneiderman, IRA, Robert Schneiderman, Schneiderman Trust UAD 05/22/91
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Harvey C. Flodin, Jerome M. Libenson, Edward Anthony Reguero
Hearing Site: San Diego, CA
|  | $125,000 |
| 05-02062 | 01/29/2009 | Claimant(s): Frank Wallace
Claimant Lawyers(s): Joseph P. Baratta
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): James E. Howard, Bernard J. McGuire, George T. Hirai
Hearing Site: New York, NY
| | |
| 04-05904 | 01/26/2009 | Claimant(s): Timothy I. & Deborah Montreuil TIC
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack B. Grubman
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Kurt D. Steiner
Hearing Site: New Orleans, LA
| | $7,943 |
| 08-00087 | 01/21/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Ken O'Connor
Respondent(s): Matthew McCabe
Respondent Lawyers(s): Matthew Robert McCabe
Arbitrator(s): J Lawrence Jones, C. Henry Lucas
Hearing Site: Albany, NY
| | |
| 05-06051 | 01/16/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin E. Mac Avoy
Respondent(s): Sean Daly
Respondent Lawyers(s): Sean M. Daly
Arbitrator(s): Linda S. Cole, Joshua Mark Zucker, Renee La Verne Ross CFP
Hearing Site: New York, NY
| | |
| 03-08656 | 01/12/2009 | Claimant(s): Amelia Evans
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack B. Grubman
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Robert J. Buchner
Hearing Site: Boca Raton, FL
| | $27,396 |
| 04-05069 | 01/06/2009 | Claimant(s): Morgan P. Ostrow & John P. Ostrow etal
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack B. Grubman
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Gerald M. Siegel
Hearing Site: Boca Raton, FL
| | $0 |
| 08-00442 | 12/30/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Daine C. Fischer
Respondent(s): Hal Klinger
Respondent Lawyers(s): Thomas C. DeVoto
Arbitrator(s): William Stark Port
Hearing Site: St. Louis, MO
| | |
| 08-01406 | 12/30/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin A. Rowin
Respondent(s): Steven Martini
Respondent Lawyers(s): Steven Martini
Arbitrator(s): Jeffrey Steinberg
Hearing Site: Newark, NJ
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