| 09-06817 | 03/06/2012 | Claimant(s): Carole Helman
Claimant Lawyers(s): Mindy Helman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s): Stan West, Paul W. Sterman, Alvin Abraham Simon
Hearing Site: Boca Raton, FL
|  | $0 |
| 10-05587 | 03/05/2012 | Claimant(s): Barry Rosenfeld
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): William S. Glickfield, Don Muyskens, Oliver J. Janney
Hearing Site: Tampa, FL
| | $435,075 |
| 09-06242 | 02/24/2012 | Claimant(s): Susan O'Rourke
Claimant Lawyers(s): Andrea M. Paparella
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Paul S. Biederman, Walter M. Schackman, Joshua Mark Zucker
Hearing Site: New York, NY
| | |
| 10-05465 | 02/23/2012 | Claimant(s): Scott Bedford
Claimant Lawyers(s): Bradley S. Odom
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Anne H. Orr
Hearing Site: Jacksonville, FL
| | |
| 11-00184 | 02/23/2012 | Claimant(s): Lloyd Clark
Claimant Lawyers(s): Malinda Ann Gaul
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Denise Cotter Villani
Arbitrator(s): Kenneth M. Jackson, Juanita D. McKethan, Michael L. Landrum
Hearing Site: Houston, TX
| | |
| 09-06457 | 02/22/2012 | Claimant(s): Robert Locher
Claimant Lawyers(s): Robert H. Rex
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Holly J. Sutton
Arbitrator(s): Linda M. Granata, James W. Geiger, Jeanne Charles Wood
Hearing Site: Boca Raton, FL
| | Expungement |
| 10-02019 | 02/17/2012 | Claimant(s): Palmieri Family Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Jon A. Jacobson
Arbitrator(s): Ilisa J. Smukler, William R. Alheim, Will Murphy
Hearing Site: Boca Raton, FL
| | Expungement |
| 09-03065 | 01/26/2012 | Claimant(s): Joseph Yurman, Murphy Family Trust
Claimant Lawyers(s): Lawrence A. Steckman
Respondent(s): Citigroup Global Markets., Reaz Islam, Citigroup Alternative Investments LLC, Citigroup Fixed Income Alternatives, Citigroup., Mat Five LLC Fund, Municipal Opportunity Fund Five LLC
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s): Craig Scott Bartlett, Sheldon M. Finkelstein, Kinchen C. Bizzell
Hearing Site: New York, NY
| | $950,000 |
| 09-04852 | 01/25/2012 | Claimant(s): Edward Bowne
Claimant Lawyers(s): Cathleen Scott
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Deborah A. Catalano
Arbitrator(s): Myron E. Levenson, Gary Paul Whorton, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | |
| 09-02800 | 01/20/2012 | Claimant(s): James Minchello, Martha Sullivan, Robert Minchello
Claimant Lawyers(s): Peter R. Pendergast
Respondent(s): Citigroup Global Markets., Citigroup.
Respondent Lawyers(s): Michele A. Coffey
Arbitrator(s): Jack A. Marshall, Susan E. Maloney, Joseph Charles Kennedy
Hearing Site: Boston, MA
| | |
