| 16-00620 | 07/22/2016 | Claimant(s): Alan Schlesinger
Claimant Lawyers(s): Alan Schlesinger
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jason O. Billy
Arbitrator(s): Bruce K. Isenberg
Hearing Site: Boca Raton, FL
|  | $0 |
| 14-00467 | 07/20/2016 | Claimant(s): Bruce Botts, Lynne Botts
Claimant Lawyers(s): Bruce Botts, Lynne Botts
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre C. Wolff
Arbitrator(s): Bill Swinford, Jeffrey M. Bain, Harold Dean Tolbert
Hearing Site: Cincinnati, OH
| | Expungement |
| 15-01497 | 07/20/2016 | Claimant(s): Leo and Janet Huesman
Claimant Lawyers(s): T. Lawrence Hicks
Respondent(s): William Nagy, Creative Financial Designs.
Respondent Lawyers(s): Chris G. Lazarini
Arbitrator(s): Kevin R. Zehe
Hearing Site: Cincinnati, OH
| | Expungement |
| 14-02730 | 07/19/2016 | Claimant(s): Melanie Mackin Ledesma, Estate of Roberto Ledesma
Claimant Lawyers(s): Francisco Pujol, Harold D. Vicente-Colon
Respondent(s): Popular Securities
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Cindy L. Anderson, Brian James Tagtmeier, Javier Miguel Uribe
Hearing Site: San Juan, PR
| | $312,291 |
| 15-00688 | 07/19/2016 | Claimant(s): Michael Murphy
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Renos Gordos
Respondent Lawyers(s): Renos Gordos
Arbitrator(s): Ronald P. Wertheim
Hearing Site: Philadelphia, PA
| | $0 |
| 15-00888 | 07/19/2016 | Claimant(s): Ranjit Singh, Kingsboro
Claimant Lawyers(s): Kevin Galbraith
Respondent(s): Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): Vincent Louwagie
Arbitrator(s): Reggie C. Giffin, Thomas J. Ray, John R. Loss
Hearing Site: Kansas City, MO
| | $0 |
| 15-03106 | 07/19/2016 | Claimant(s): Brendan Keohan
Claimant Lawyers(s): Brendan Keohan
Respondent(s): Fidelity Investments Institutional Srvcs
Respondent Lawyers(s): Lauren E. Ingoldsby
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Boston, MA
| | $0 |
| 16-00093 | 07/19/2016 | Claimant(s): Kennedy Gisege
Claimant Lawyers(s): Kennedy Gisege
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Brett W. Olander
Hearing Site: Minneapolis, MN
| | $0 |
| 16-00351 | 07/19/2016 | Claimant(s): Gene White
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Barbara Desiderio, Brian Hagerman, Niaz Elmazi, Richard Bohack
Respondent Lawyers(s): Barbara Lucille Desiderio, Brian Joseph Hagerman, Niaz Elmazi, Richard Edward Bohack
Arbitrator(s): Arthur F. Dewsberry
Hearing Site: Omaha, NE
| | $50,600 |
| 14-02800 | 07/18/2016 | Claimant(s): Mauris Thompson
Claimant Lawyers(s): Yawanna McDonald
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Daniel T. Hull, Robert Gerald Boliek
Hearing Site: Birmingham, AL
| | Expungement |
