| 09-03736 | 02/24/2010 | Claimant(s): Paul Rodeheffer
Claimant Lawyers(s): William B. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kendra S. Canape
Arbitrator(s): Douglas J. Nesbit
Hearing Site: Des Moines, IA
|  | $10,949 |
| 09-00949 | 02/12/2010 | Claimant(s): Vijay Reddy
Claimant Lawyers(s): William B. Young
Respondent(s): Shondeep Balchandani, NSM Securities.
Respondent Lawyers(s): Stephen B. Wexler
Arbitrator(s): J. Porter McClean, Gayle B. Carlson, Frank William Savino
Hearing Site: Orlando, FL
| | $0 |
| 09-04755 | 02/04/2010 | Claimant(s): Jay H. Mintz IRA Rollover, Jay H. Mintz Revocable Trust
Claimant Lawyers(s): William B. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Annie M. Moriarty
Arbitrator(s): Neil Harvey Smith
Hearing Site: Charlotte, NC
| | $0 |
| 09-03864 | 12/24/2009 | Claimant(s): The Estate of Rena Grad Trust by Warren, Lynn H. Grad IRA, Warren C. Grad IRA
Claimant Lawyers(s): William B. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kendra S. Canape
Arbitrator(s): Joseph R. Lally
Hearing Site: Philadelphia, PA
| | $213 |
| 09-02907 | 12/22/2009 | Claimant(s): Derrell Billington
Claimant Lawyers(s): William B. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn C. Best
Arbitrator(s): Darryl C. Wilson
Hearing Site: Tampa, FL
| | $213 |
| 09-01005 | 12/17/2009 | Claimant(s): Richard B. Stickel Revocable Liv. Trust, Susan H. Stickel Revocable Living Trust
Claimant Lawyers(s): William B. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): John Daly
Hearing Site: New York, NY
| | $213 |
| 09-03230 | 12/09/2009 | Claimant(s): Craig Taylor
Claimant Lawyers(s): William B. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn C. Best
Arbitrator(s): Charles A. Joplin
Hearing Site: Dallas, TX
| | $0 |
| 09-02752 | 12/03/2009 | Claimant(s): David T. Guyton, Jr., IRA, David Guyton, Jr. , TTEE Guyton Family T
Claimant Lawyers(s): William B. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn C. Best
Arbitrator(s): Samuel E. Wing
Hearing Site: Denver, CO
| | $15,787 |
| 04-04494 | 06/12/2009 | Claimant(s): Tim Bell
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack B. Grubman
Respondent Lawyers(s): Mark L Parmelee
Arbitrator(s): Richard P. Flake
Hearing Site: Houston, TX
| | $36,517 |
| 04-05955 | 06/04/2009 | Claimant(s): Barbara J. and Robert V. Hinshaw
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack B. Grubman
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Kathleen A. DeLaney
Hearing Site: Indianapolis, IN
| | $0 |
