Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-03318 | 11/05/2013 | Claimant(s): Bennet Phillips Claimant Lawyers(s): Johanna S. Fowler Respondent(s): Morgan Stanley Respondent Lawyers(s): Joseph Calabrese Arbitrator(s): Stephen P. Hoffman Hearing Site: Charlotte, NC |  | Expungement |
| 12-01678 | 04/12/2013 | Claimant(s): Ina Alexander Claimant Lawyers(s): Johanna S. Fowler Respondent(s): Morgan Stanley Respondent Lawyers(s): Gregg P. Garneau Arbitrator(s): Stephen P. Hoffman Hearing Site: Charlotte, NC | | Expungement |
| 12-01708 | 02/04/2013 | Claimant(s): William Gonce Claimant Lawyers(s): Johanna S. Fowler Respondent(s): Edward Jones Respondent Lawyers(s): David N. Jonson Arbitrator(s): Stephen P. Hoffman, Matthew J. Hoysa, Michael J. Pasquale Hearing Site: Charlotte, NC | | $20,000 |
| 12-01135 | 12/10/2012 | Claimant(s): Cathy Turner Claimant Lawyers(s): Johanna S. Fowler Respondent(s): Edward Jones Respondent Lawyers(s): Javier Chavez Arbitrator(s): John Russell Barlow Hearing Site: Charlotte, NC | | $13,228 |
| 11-00416 | 01/17/2012 | Claimant(s): Martha Thomas, Robert Thomas Claimant Lawyers(s): Johanna S. Fowler Respondent(s): Wachovia Securities, Wells Fargo Advisors Respondent Lawyers(s): Todd Ratner Arbitrator(s): John Russell Barlow Hearing Site: Charlotte, NC | | $24,880 |
| 10-03166 | 09/27/2011 | Claimant(s): The Estate of Ruth T. Speight Claimant Lawyers(s): Johanna S. Fowler Respondent(s): Wachovia Securities Financial Network, Wells Fargo Advisors Financial Network, Stephen Thomas, Linden Thomas & Co. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): William W. Marchant, Lynne T. Albert, Rudolph Andrew Bata Hearing Site: Charlotte, NC | | Expungement |