| 19-00408 | 10/15/2021 | Claimant(s): Mary Gilotti, Vincent Gilotti
Claimant Lawyers(s): David Sturgeon-Garcia
Respondent(s): Mutual Securities., Aaron Jasper, Julie Cohen, Mitchell Voss, Nicholas Damiani, Ryan Sabol
Respondent Lawyers(s): Jason T. Dennett
Arbitrator(s): Margaret Leggett Tarver, M. Melvin Shralow, Sheila Mercedes Griffith
Hearing Site: Philadelphia, PA
|  | $716,250 |
| 15-02495 | 05/04/2017 | Claimant(s): Brianna Beattie, Brooke Beattie, Kenneth McEwen, Maureen Beattie, Paul Beattie
Claimant Lawyers(s): Jorge Altamirano
Respondent(s): Christopher McNamee
Respondent Lawyers(s): Christopher McNamee
Arbitrator(s): Michael Fischetti, Margaret Leggett Tarver, Michael Quintieri
Hearing Site: Newark, NJ
| | $170,000 |
| 14-01576 | 09/28/2016 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Asad Farraj, Blackbook Capital LLC
Respondent Lawyers(s): Asad J. Farraj, Frank I. Ogele
Arbitrator(s): Margaret Leggett Tarver, Peter L. Michaelson, Bryan David Glass
Hearing Site: Newark, NJ
| | $0 |
| 11-01164 | 12/23/2011 | Claimant(s): Michael Weiss
Claimant Lawyers(s): Michael Weiss
Respondent(s): Keith Steidle, Nationwide Planning Associates Inc.
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): B. David Jarashow, Margaret Leggett Tarver, David Marcus
Hearing Site: Newark, NJ
| | Expungement |
| 10-00860 | 11/17/2011 | Claimant(s): Christopher Puglisi
Claimant Lawyers(s): Phil Aidikoff
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): Edith M. Novack, Margaret Leggett Tarver, Neal D. Baker
Hearing Site: Newark, NJ
| | $707,134 |
| 10-01550 | 12/03/2010 | Claimant(s): Miriam Selsky
Claimant Lawyers(s): Robert I. Rabinowitz
Respondent(s): Michael Valinotti, HSBC Securities (USA) Inc.
Respondent Lawyers(s): Paul K. Stecker
Arbitrator(s): Margaret Leggett Tarver, Robert J. McDonnell, Vincent Frank Congemi
Hearing Site: Newark, NJ
| | $283,190 |
| 08-00648 | 12/11/2009 | Claimant(s): Augustus Capers, Gertrude Capers
Claimant Lawyers(s): Gertrude H. Capers
Respondent(s): Quest Capital Strategies., Ridge Clearing & Outsourcing Solutions
Respondent Lawyers(s): Louis H. Miron
Arbitrator(s): Kip C. Lubcke, Margaret Leggett Tarver, Chris H. Naum
Hearing Site: Newark, NJ
| | $0 |
