FINRA Awards for Margaret Leggett Tarver

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-03199	11/15/2016	Claimant(s): Wunderlich Securities. Claimant Lawyers(s): Mark D. Griffin Respondent(s): Joseph Glodek, Richard Libretti Respondent Lawyers(s): Kevin Barber Arbitrator(s): Margaret Leggett Tarver Hearing Site: Newark, NJ
14-00401	05/07/2015	Claimant(s): Nicholas Barnes Claimant Lawyers(s): Adam Weinstein Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Mark D. Knoll Arbitrator(s): Margaret Leggett Tarver, Robert E. Anderson, Richard V. Adams Hearing Site: Newark, NJ
11-03630	11/15/2012	Claimant(s): Philippe Allain Claimant Lawyers(s): Rishi Bhandari Respondent(s): Marcus Bolton, Tullett Prebon Financial Services LLC Respondent Lawyers(s): Lisa Lewis Arbitrator(s): Thomas Caiaffa, Edith M. Novack, Margaret Leggett Tarver Hearing Site: Newark, NJ
10-02848	11/23/2011	Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Alan S. Brodherson Respondent(s): H. Huss Respondent Lawyers(s): Lawrence C. Glynn Arbitrator(s): Walter M. Schackman, Walter W. Jensen, Margaret Leggett Tarver Hearing Site: Newark, NJ