| 15-00211 | 10/28/2016 | Claimant(s): Greenall.
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): LPL Financial LLC, George Leidel
Respondent Lawyers(s): Joshua A. Katz, Ryan T. Probstfeld
Arbitrator(s): Patricia Gunn, John B. Roe, Karl A. Vogeler
Hearing Site: Tampa, FL
|  | Expungement |
| 15-01933 | 10/14/2016 | Claimant(s): Cor Clearing LLC
Claimant Lawyers(s): Jeremy E. Deutsch
Respondent(s): Jonnie Williams
Respondent Lawyers(s): Robert L. Rocke
Arbitrator(s): Patricia Gunn, Thomas J. Patka, Karl A. Vogeler
Hearing Site: Tampa, FL
| | $0 |
| 11-03723 | 08/27/2013 | Claimant(s): Katharine Hazen, Kirk Hazen
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Bruce Guarino, Rockwell Global Capital LLC
Respondent Lawyers(s): Martin H. Kaplan
Arbitrator(s): Patricia Gunn
Hearing Site: Orlando, FL
| | Expungement |
| 11-03711 | 06/28/2012 | Claimant(s): Eugene Crouch
Claimant Lawyers(s): Eugene M. Crouch
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Lawrence G. Barbot
Arbitrator(s): Patricia Gunn
Hearing Site: Jacksonville, FL
| | $0 |
| 10-04904 | 10/21/2011 | Claimant(s): Caleb L. Batten Trust
Claimant Lawyers(s): Andre R Perron
Respondent(s): Wells Fargo Advisors, Mitchell Halperin
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): John P. Cullem, Patricia Gunn, Henry A. Tenenbaum
Hearing Site: Tampa, FL
| | $110,271 |
| 10-01844 | 04/25/2011 | Claimant(s): Kenneth Ayers, Kenneth P. Ayers Revocable Living Trust
Claimant Lawyers(s): Robert K. Savage
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Peter B. King
Arbitrator(s): Hal S. Holtsinger, Patricia Gunn, John Hughes Verchot
Hearing Site: Tampa, FL
| | $0 |
| 09-05207 | 03/22/2010 | Claimant(s): Clarice Ujhelyi, Julius Ujhelyi, Clarice E. Ujhelyi Living Trust, Julius Ujhelyi Living Trust
Claimant Lawyers(s): Julius C. Ujhelyi
Respondent(s): TD Ameritrade., J.P. Morgan Securities, Manuel Gonzalez
Respondent Lawyers(s): Catherine Luth, Manuel Gonzalez, Matthew E. Wolper
Arbitrator(s): Patricia Gunn
Hearing Site: Orlando, FL
| | $0 |
| 09-00626 | 12/22/2009 | Claimant(s): Paul Christensen, Christensen Enterprises, Christensen Family I Ltd., The Elizabeth Christensen Trust, Paul, The Paul E. Christensen Family Trust,
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): V. Michael Pabalis, Patricia Gunn, John Morris Hudson
Hearing Site: Orlando, FL
| | $0 |
| 08-03893 | 05/11/2009 | Claimant(s): Robert Regenold
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Matthew W. McInteer
Arbitrator(s): Patricia Gunn
Hearing Site: Denver, CO
| | $213 |
