| 23-01369 | 03/21/2024 | Claimant(s): Sarra He
Claimant Lawyers(s): Sarra He
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Christopher A. Stecher
Arbitrator(s): Mitchell S. Ostwald
Hearing Site: San Francisco, CA
|  | $10,303 |
| 12-02884 | 05/29/2014 | Claimant(s): Tall Trees
Claimant Lawyers(s): Thomas Burke
Respondent(s): Gary Spitz, Mt Rushmore Securities LLC
Respondent Lawyers(s): Gary Mitchell Spitz
Arbitrator(s): Robin Lynn Berry, Mitchell S. Ostwald, Arocles Aguilar
Hearing Site: San Francisco, CA
| | $0 |
| 11-01075 | 11/14/2012 | Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Francis M. Curran
Respondent(s): Dean Kajouras, Douglas Bockmiller, John Lowry, Vincent Bruno, William Johnson
Respondent Lawyers(s): Francis M. Curran, Richard Sacks, William M. Johnson
Arbitrator(s): Mitchell S. Ostwald
Hearing Site: San Francisco, CA
| | $0 |
| 08-03899 | 12/02/2009 | Claimant(s): Kanella Sarros, Kanella V. Sarros 403B, Kanella V. Sarros Roth IRA, Sarros Family Trust dtd 10/03/2001
Claimant Lawyers(s): Jeffrey A. Feldman
Respondent(s): Ruthe Gomez, Advisory Financial Consultants.
Respondent Lawyers(s): Christopher Mader
Arbitrator(s): Mitchell S. Ostwald, Benjamin Slomoff, Richard Conlon Lehrmann
Hearing Site: San Francisco, CA
| | $73,606 |
| 07-01894 | 08/19/2009 | Claimant(s): Fern Greene, Stefan Greene
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary J. Gross
Arbitrator(s): Charles B. Stark, Mitchell S. Ostwald, Thomas E. Quinlin
Hearing Site: San Francisco, CA
| | $125,510 |
