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FINRA Awards for Brad Jacobs

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0290101/10/2014Claimant(s): Louisa Alben IRA, Louisa Alben Living Trust
Claimant Lawyers(s): Gary Menzer
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Brad Jacobs
Arbitrator(s): Jack D. Elmquist, Peter N. Thompson, Joan L. Volz
Hearing Site: Minneapolis, MN
Checkmark IconExpungement
12-0353107/10/2013Claimant(s): Charles Hadley, Charles J. Hadley II IRA, Charles J. Hadley & Linda J. Hadley Ten
Claimant Lawyers(s): Jeffrey M. Salas
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Brad Jacobs
Arbitrator(s): Clayton J. Borne, Michael S. Wilk, Francis Frank Fontenot
Hearing Site: New Orleans, LA
Checkmark IconExpungement
12-0062801/24/2013Claimant(s): Gail Jefferson IRA
Claimant Lawyers(s): Gary Menzer
Respondent(s): LPL Financial LLC, Paul Fitzpatrick
Respondent Lawyers(s): Brad Jacobs
Arbitrator(s): John A. Morin, Nickolas F. Monteforte, Susan E. Maloney
Hearing Site: Boston, MA
Checkmark IconExpungement
12-0118910/25/2012Claimant(s): Bradley Glatter
Claimant Lawyers(s): Bradley Glatter
Respondent(s): LPL Financial LLC, Michael Lutz
Respondent Lawyers(s): Brad Jacobs
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Chicago, IL
Checkmark Icon$213
10-0493402/08/2012Claimant(s): Virginia Oakes
Claimant Lawyers(s): George K. Rosenstock
Respondent(s): Bernard Jongewaard, Mark JongewaardL fka Linsco/Private Ledger Corp., Associated Securities Corp.
Respondent Lawyers(s): Brad Jacobs
Arbitrator(s): Roberta Haft, Neil S. Jasper, Joy Diane Williams
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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