12-00169 | 11/19/2014 | Claimant(s): Benjamin Hoch, Holly Hoch, Hoch Family Trust as Amended & Restated Claimant Lawyers(s): Brian E. Shear, Theodore J. Cohen Respondent(s): J.P. Morgan Securities, Robert Klein Respondent Lawyers(s): Paul Schumacher Arbitrator(s): Elliott Zachary Seff, Susan B. Gans-Smith, Cheryl Marie Allain-Mee Hearing Site: Los Angeles, CA
| | $485,000 |
12-00772 | 03/04/2014 | Claimant(s): Aimai Knypstra, Knypstra 2008 Irrevocable Trust, Knypstra Family Trust Claimant Lawyers(s): Benjamin Blakeman Respondent(s): Ameriprise Financial Services., John Koudsi, Ameriprise Financial., Riversource Life Insurance Company Respondent Lawyers(s): Chad Weaver Arbitrator(s): Gary Timothy Haight, Susan B. Gans-Smith, Anna Marie Turco Hearing Site: Los Angeles, CA
| | $0 |
11-01036 | 06/06/2012 | Claimant(s): Kawaljit Bedi, Ravinder Bedi Claimant Lawyers(s): David Neuman Respondent(s): LPL Financial LLC Respondent Lawyers(s): David S. Markun Arbitrator(s): Susan B. Gans-Smith, Thanayi J. Lindsey, Daniel Su Hearing Site: Los Angeles, CA
| | $141,250 |
10-05250 | 05/16/2012 | Claimant(s): Zvi Streit, The Streit Living Trust Claimant Lawyers(s): George A Shohet Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): John T. McGuire Arbitrator(s): Susan B. Gans-Smith, Robert B. Hansohn, David L. Maislen Hearing Site: Los Angeles, CA
| | $143,400 |
10-03270 | 10/19/2011 | Claimant(s): Swedelson & Gottlieb Cash Balance Plan Claimant Lawyers(s): H Thomas Fehn Respondent(s): Mitchell Pindus, RBC Capital Markets LLC Respondent Lawyers(s): Michael M. Gless Arbitrator(s): Audrey H. Ruben, Catherine M. O'Brien, Susan B. Gans-Smith Hearing Site: Los Angeles, CA
| | $10,000 |
09-05799 | 10/13/2010 | Claimant(s): Ilyse Klavir Claimant Lawyers(s): David Harrison Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Eric J. Glassman Arbitrator(s): John E. Ohashi, Catherine M. O'Brien, Susan B. Gans-Smith Hearing Site: Los Angeles, CA
| | $0 |
08-03838 | 03/25/2010 | Claimant(s): Joann Laskin Claimant Lawyers(s): David N. Lake Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Nikole J. Crosby Arbitrator(s): Susan B. Gans-Smith, Ronald F. Rybandt, Robert C. Albini Hearing Site: Los Angeles, CA
| | $0 |
07-02044 | 05/27/2009 | Claimant(s): Illan Kim, Jin Cha, Jun Kwon, Sang Kim, Paper Design Clothing., Chong Cha SEP IRA, Charles and Sara Cho, Jin O. Cha and Illan Kim, Terry and Chong M. Cha, Won P. Yim and Chong S. Yim Claimant Lawyers(s): Marc I. Zussman Respondent(s): E1 Asset Management. Respondent Lawyers(s): Edward J. Boyle Arbitrator(s): James P. Murphy, Susan B. Gans-Smith, Constance Ellen Boukidis Hearing Site: Los Angeles, CA
| | $2,702,600 |