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FINRA Awards for Mitchell Pindus

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0327010/19/2011Claimant(s): Swedelson & Gottlieb Cash Balance Plan
Claimant Lawyers(s): H Thomas Fehn
Respondent(s): Mitchell Pindus, RBC Capital Markets LLC
Respondent Lawyers(s): Michael M. Gless
Arbitrator(s): Audrey H. Ruben, Catherine M. O'Brien, Susan B. Gans-Smith
Hearing Site: Los Angeles, CA
Checkmark Icon$10,000

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