| 10-03372 | 04/21/2011 | Claimant(s): Jerry Stone, Melisa Stone
Claimant Lawyers(s): Melisa Ann Stone
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Elton W. Chartrand
Hearing Site: Little Rock, AR
|  | $0 |
| 09-04669 | 01/21/2011 | Claimant(s): Thomas Lewellen, Vida Hill, Thomas & Mary C/F Matthew Lewellen UGMA, Thomas L. Lewellen Do PA DTD 10/1/1980
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Donald F Winningham
Arbitrator(s): Benjamin F. Richards, Veera V. Konka, Casey John Whalley
Hearing Site: Little Rock, AR
| | $100,000 |
| 09-04501 | 10/28/2010 | Claimant(s): Herschel Zarecor, Herschel Zarecor III IRA, Mona Zarecor, Herschel and Mona Zarecor
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Larry E. Mobley
Arbitrator(s): Diana A. Weiner, Louis M. Skydell, Richard A. Van Kalker
Hearing Site: Little Rock, AR
| | $541,000 |
| 09-00258 | 10/21/2010 | Claimant(s): Moeller Family Charitable Rem Uni Trust
Claimant Lawyers(s): Kenneth R. Shemin
Respondent(s): Arvest Investments.
Respondent Lawyers(s): Zach Chaffe-McClure
Arbitrator(s): James Stephen Jones, J. Maxwell Williams, Angelia J. Tolbert
Hearing Site: Little Rock, AR
| | $0 |
| 09-05723 | 04/09/2010 | Claimant(s): Evans Benton
Claimant Lawyers(s): Evans Benton
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Eric Spencer Buchanan
Hearing Site: Little Rock, AR
| | $0 |
| 08-00027 | 11/03/2009 | Claimant(s): Betty Strong, Genevieve Strong, Larry Porter, Rita Porter, William Strong, The Strong Company., Murray Claycomb and Jeanne Claycomb, The William A. Strong Family, LLP, The Strong Company. Profit Sharing, The Strong Company. Retirement Plan, Betty Jane Jones Char. Remainder UniTRT, Sarah Strong Guy Char. Remainder Trust, The William A. Strong GST Trust 11/19/97, The William A. Strong GST Trust II, William A. Strong, Jr. Trust, William Strong Charitable RemainUnitrust, William/Genevieve Strong Foundation TRT
Claimant Lawyers(s): Naill Falls
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Shepherd D. Tate
Arbitrator(s): Patrice L. Stewart, Angelia J. Tolbert, Elton W. Chartrand
Hearing Site: Little Rock, AR
| | $0 |
| 08-03050 | 10/23/2009 | Claimant(s): Roger St. Onge and Barbara St. Onge
Claimant Lawyers(s): Steven T. Shults
Respondent(s): Harold Grubbs, Financial Management.
Respondent Lawyers(s): Joshua P. Henry
Arbitrator(s): Fred M. Ridolphi, John A. Davis, Ronald R. Wilhelm
Hearing Site: Little Rock, AR
| | $70,000 |
| 08-02148 | 07/28/2009 | Claimant(s): Barry Bradshaw, Phyllis Bradshaw, Barry K. and Phyllis J. Bradshaw Trust
Claimant Lawyers(s): Debra Brewer Hayes
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): David B. Coates, Mark A. Myers, Edward A. Nelson
Hearing Site: Little Rock, AR
| | $0 |
| 08-00491 | 05/22/2009 | Claimant(s): Louis Velez
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Carl Burkhalter
Arbitrator(s): David B. Coates, Michael E. Rohde, Elton W. Chartrand
Hearing Site: Little Rock, AR
| | $75,000 |
| 08-00432 | 11/24/2008 | Claimant(s): Harold Sweet and Georgia Sweet
Claimant Lawyers(s): David Neuman
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): David B. Coates, John A. Davis, Jay R. Robinson
Hearing Site: Little Rock, AR
| | $85,000 |
