| 23-00608 | 08/07/2023 | Claimant(s): Michael Trotter
Claimant Lawyers(s): Kevin P. Krupnick
Respondent(s): John Lowry, John Winter, Kenneth Casey, Kim Monchik, Louis Ward, Spartan Capital Securities
Respondent Lawyers(s): David A. Schrader, John Michael Winter, Kenneth Francis Casey
Arbitrator(s): Charles G. Michaels
Hearing Site: Denver, CO
|  | $0 |
| 21-02249 | 02/17/2023 | Claimant(s): George Sentena
Claimant Lawyers(s): Kevin P. Krupnick
Respondent(s): Abed Lulu
Respondent Lawyers(s): Abed William Lulu
Arbitrator(s): Sandra L. Malek
Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12212 |
| 21-01157 | 08/05/2022 | Claimant(s): Ronald Brafford
Claimant Lawyers(s): Kevin P. Krupnick
Respondent(s): Carmine Berardi, Rocco Roveccio, Carl Standard & Co. Holdings
Respondent Lawyers(s): Carmine Anthony Berardi, Legal Department, Rocco Roveccio
Arbitrator(s): Maurice M. Feller, Theodore Hornoi-Centerwall, Steven K Yablonski
Hearing Site: Jacksonville, FL
| | Expungement |
| 21-00563 | 01/10/2022 | Claimant(s): Robert Caswell
Claimant Lawyers(s): Kevin P. Krupnick
Respondent(s): Bruce Boyle, Lawrence Zelin, Thomas Diamante
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Des Moines, IA
| | Expungement |
| 21-02302 | 12/02/2021 | Claimant(s): Robert Caswell
Claimant Lawyers(s): Kevin P. Krupnick
Respondent(s): Lawrence Fawcett
Respondent Lawyers(s): Lawrence John Fawcett
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Des Moines, IA
| | $0 |
| 20-03580 | 09/23/2021 | Claimant(s): Clifford Moon
Claimant Lawyers(s): Kevin P. Krupnick
Respondent(s): Yousuf Saljooki
Respondent Lawyers(s): Yousuf Saljooki
Arbitrator(s): James E. Bartels
Hearing Site: Seattle, WA
| | $34,185 |
| 20-03577 | 06/22/2021 | Claimant(s): Robert Caswell
Claimant Lawyers(s): Kevin P. Krupnick
Respondent(s): Lawrence Fawcett
Respondent Lawyers(s): Lawrence John Fawcett
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Des Moines, IA
| | $0 |
