| 14-01142 | 10/23/2015 | Claimant(s): Eugene Elliott, Shawn Elliott, Genraza LLC, The Elliott Family Trust DTD 9-17-86
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Paul J. Schumacher
Arbitrator(s): Arthur T. Berggren, Janice A. Salter, Michael R. Diliberto
Hearing Site: Los Angeles, CA
|  | $1,188,850 |
| 14-03271 | 10/01/2015 | Claimant(s): Pearl Creath
Claimant Lawyers(s): Pearl Creath
Respondent(s): Evaughn Branham-Ferrero, J.P. Morgan Securities, Keith Parks
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Chicago, IL
| | $0 |
| 14-02533 | 07/08/2015 | Claimant(s): Selissia Edwards
Claimant Lawyers(s): Adam Gana
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Robert Youdelman
Hearing Site: New York, NY
| | Expungement |
| 12-04200 | 12/01/2014 | Claimant(s): Dragon Arena, LTD.
Claimant Lawyers(s): Stephen Cohen
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Paul J. Schumacher
Arbitrator(s): Jane Bradley, Darryl J. Horowitt, Martin Harris Dodd
Hearing Site: San Francisco, CA
| | Expungement |
| 12-00169 | 11/19/2014 | Claimant(s): Benjamin Hoch, Holly Hoch, Hoch Family Trust as Amended & Restated
Claimant Lawyers(s): Brian E. Shear, Theodore J. Cohen
Respondent(s): J.P. Morgan Securities, Robert Klein
Respondent Lawyers(s): Paul Schumacher
Arbitrator(s): Elliott Zachary Seff, Susan B. Gans-Smith, Cheryl Marie Allain-Mee
Hearing Site: Los Angeles, CA
| | $485,000 |
| 13-03090 | 09/26/2014 | Claimant(s): Adam Cheven, Jennie Cheven
Claimant Lawyers(s): John E. Lawlor
Respondent(s): James Steck, J.P. Morgan Securities
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Lincoln W. Craighead
Hearing Site: New York, NY
| | $65,418 |
| 12-02789 | 06/26/2014 | Claimant(s): The Hextall Family Living Trust 1-17-07
Claimant Lawyers(s): Richard Sacks
Respondent(s): J.P. Morgan Securities, Robert Klein
Respondent Lawyers(s): Paul J. Schumacher
Arbitrator(s): Steven A. Wawra, Norman Michael Garland, Andrew Corell Wahrenbrock
Hearing Site: Los Angeles, CA
| | Expungement |
| 11-04703 | 03/20/2014 | Claimant(s): Daniel Levine, Stacy Levine
Claimant Lawyers(s): Mathew L. Harrington
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Paul J. Schumacher
Arbitrator(s): James M. Shaker, Imants J. Leskinovitch, David William Hickman
Hearing Site: Seattle, WA
| | Expungement |
| 13-02652 | 03/20/2014 | Claimant(s): Coaching for Emotional Intelligence PLLC
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
| | $425 |
| 11-00422 | 11/13/2013 | Claimant(s): Randy Maslow
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Katherine M. Jensen
Arbitrator(s): Jack Stein, Steven Gerard Goerke, Richard Carl Smukler
Hearing Site: Boca Raton, FL
| | $0 |
