| 14-03624 | 06/09/2016 | Claimant(s): Deborah Zwizanski, Jon Soler
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Ronald P. Wertheim, Paul J. Leis, Edward Vincent Zenzola
Hearing Site: Philadelphia, PA
|  | $0 |
| 13-02396 | 06/08/2016 | Claimant(s): Bruce Lanzetta
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Gregory Flemming, Lawrence Banks
Respondent Lawyers(s): Gregory Flemming, Lawrence Allen Banks
Arbitrator(s): Diane Ciccone
Hearing Site: Philadelphia, PA
| | $10,525 |
| 14-02849 | 05/31/2016 | Claimant(s): The John A. Caw Estate
Claimant Lawyers(s): William B. Young
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Michael P. Marryshow
Hearing Site: Philadelphia, PA
| | $66,225 |
| 14-02356 | 05/31/2016 | Claimant(s): Janice Levy
Claimant Lawyers(s): Deborah R. Gross
Respondent(s): Wells Fargo Advisors, Kevin Larkin
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Gordon M. Wase, Fred M. Fleisher, Catherine Stewart
Hearing Site: Philadelphia, PA
| | $0 |
| 14-02744 | 04/29/2016 | Claimant(s): Linda Shelton
Claimant Lawyers(s): Adam M. Green
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Mark D. Knoll
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
| | Expungement |
| 14-02956 | 04/29/2016 | Claimant(s): Oxford Valley Cardiology Associates, P.C
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): John Tillger
Respondent Lawyers(s): John Joseph Tillger
Arbitrator(s): Jim Geiger, Gregory Hunter Mathews, Laura A. Kaster
Hearing Site: Philadelphia, PA
| | $168,744 |
| 14-02772 | 03/01/2016 | Claimant(s): Derek Mangin, Earl Mangin, Heidi Mangin, Custodian for Alicia Mangin, Custodian for Jake McBride, Custodian for Keirsten Mangin, Custodian for Tiffany Mangin
Claimant Lawyers(s): Ryan Cook
Respondent(s): Malcolm Segal
Respondent Lawyers(s): Malcolm Segal
Arbitrator(s):
Hearing Site: Philadelphia, PA
| | $1,583,300 |
| 15-00661 | 02/26/2016 | Claimant(s): Robert Flemming and Josephine Flemming
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Patrick R. Westerkamp, Esq.
Hearing Site: Philadelphia, PA
| | Dismissed by Rule 12206 |
| 14-02906 | 02/17/2016 | Claimant(s): Joanne Marano
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): David Sivel
Respondent Lawyers(s): Joseph C. Korsak
Arbitrator(s): Alan J. Blocher
Hearing Site: Philadelphia, PA
| | $49,300 |
| 14-01407 | 02/01/2016 | Claimant(s): Paula Hian
Claimant Lawyers(s): David P. Heim
Respondent(s): Wells Fargo Advisors, Manuel Aponte
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Alan J. Blocher, Stephen J. Scherf, Laura Marini Davis
Hearing Site: Philadelphia, PA
| | Expungement |
