| 16-02247 | 02/16/2018 | Claimant(s): Robert and Cherie Kirk
Claimant Lawyers(s): Robert D. Kirk
Respondent(s): Brian Filizetti, Debra Underwood, Kyle Edsall, Lisa Lawrence, Invest Financial Corporation, Thomas Martell
Respondent Lawyers(s): Edwin A. Barkel
Arbitrator(s): Timothy J. Kroll, Donald Dreyfus, Delores Manwar
Hearing Site: Phoenix, AZ
|  | Expungement |
| 16-00850 | 06/22/2017 | Claimant(s): John Doster
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Michael Harper, Invest Financial Corporation
Respondent Lawyers(s): Scott N. Sherman
Arbitrator(s): Robert H. Putnam
Hearing Site: Atlanta, GA
| | Expungement |
| 15-01395 | 08/10/2016 | Claimant(s): Thomas Suchocki
Claimant Lawyers(s): Raymond J. Zane
Respondent(s): Scott Wiese, Sun National Bank, Invest Financial Corporation
Respondent Lawyers(s): Barry Temkin, James A. Kellar, Kate E. DiGeronimo
Arbitrator(s): Steven T. Stern, Timothy C Russell, Mary Jane Walk
Hearing Site: Philadelphia, PA
| | $0 |
| 13-00230 | 05/15/2014 | Claimant(s): Irene Theis
Claimant Lawyers(s): Gary Menzer
Respondent(s): Invest Financial Corporation
Respondent Lawyers(s): John Rock
Arbitrator(s): Frederick Ramos
Hearing Site: Minneapolis, MN
| | Expungement |
| 12-01353 | 12/13/2013 | Claimant(s): Broadus Oil Corporation
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): Jeremy Ftacek, Invest Financial Corporation
Respondent Lawyers(s): Nathan W. Lamb
Arbitrator(s): Kevin J. Conway, Lynn Hirschfeld Brahin, Jonathan B. Gilbert
Hearing Site: Chicago, IL
| | Expungement |
| 07-01782 | 07/10/2008 | Claimant(s): Harold Burdette
Claimant Lawyers(s): Rodney J. Heggy
Respondent(s): Invest Financial Corporation, BancWest Investment Services., Putnam Retail Management Limited Part
Respondent Lawyers(s): Andrew J. Hachey, Ross A. Anderson
Arbitrator(s): Theron L. Vanlandingham, Cleve W. Powell, David A. Laughlin
Hearing Site: Oklahoma City, OK
| | $0 |
