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FINRA Awards for Edward Jones

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Displaying 51-60 out of 181 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0103604/10/2017Claimant(s): Marilyn Leatherman
Claimant Lawyers(s): Marilyn J. Leatherman
Respondent(s): Michael Bruch, Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): William J. Bender
Hearing Site: Helena, MT
Checkmark Icon$10,119
16-0351304/07/2017Claimant(s): Lorenzo Grandioso
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Edward Jones
Respondent Lawyers(s): Justin Joseph D'Elia
Arbitrator(s): Micalyn S. Harris
Hearing Site: Newark, NJ
Checkmark IconDismissed by Rule 12206
16-0144203/21/2017Claimant(s): Alice Hedberg
Claimant Lawyers(s): Alice L. Hedberg
Respondent(s): Torsten Holmes, Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Pamela H. Roderick, Anthony Michael Sabino, Lisa Catalano
Hearing Site: New York, NY
Checkmark Icon$0
16-0181703/20/2017Claimant(s): David Morehead
Claimant Lawyers(s): David L. Morehead
Respondent(s): Joseph Peterson, Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
Checkmark Icon$88
16-0215801/24/2017Claimant(s): Sandra Petrone
Claimant Lawyers(s): Howard M. Rosenfield
Respondent(s): Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Steven T. Stern
Hearing Site: Hartford, CT
Checkmark Icon$0
16-0229612/22/2016Claimant(s): Roy Snaer
Claimant Lawyers(s): Roy Joseph Snaer
Respondent(s): Lucy Gore, Edward Jones
Respondent Lawyers(s): Robert J. Osdieck
Arbitrator(s): C. Sumpter Logan
Hearing Site: Dallas, TX
Checkmark Icon$163
16-0211512/12/2016Claimant(s): Claude Scott
Claimant Lawyers(s): Claude A. Scott
Respondent(s): Edward Jones
Respondent Lawyers(s): Robert J. Osdieck
Arbitrator(s): Julius Z. Frager
Hearing Site: St. Louis, MO
Checkmark Icon$535
15-0156711/18/2016Claimant(s): Dennis Stefani
Claimant Lawyers(s): Glenn E. Tremper
Respondent(s): Edward Jones
Respondent Lawyers(s): Jennifer Porter
Arbitrator(s): Philip Aaron Tymon, David William Hickman, Charles Scott McClellan
Hearing Site: Helena, MT
Checkmark IconExpungement
16-0017811/17/2016Claimant(s): The Estate of Charline D. Smith
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul Yarns.
Arbitrator(s): Michael D. Fitzgerald
Hearing Site: Kansas City, MO
Checkmark IconExpungement
16-0022910/13/2016Claimant(s): Hagar Jackson
Claimant Lawyers(s): Robert D Rouse
Respondent(s): John Matta, Edward Jones
Respondent Lawyers(s): Robert J. Osdieck
Arbitrator(s): Leonard E. Benade
Hearing Site: Raleigh, NC
Checkmark Icon$8,718

181 Results

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