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FINRA Awards for The Estate of Charline D. Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0017811/17/2016Claimant(s): The Estate of Charline D. Smith
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul Yarns.
Arbitrator(s): Michael D. Fitzgerald
Hearing Site: Kansas City, MO
Checkmark IconExpungement

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