20-02010 | 02/24/2022 | Claimant(s): Marcy Hill, Estate of Judy McClellan Claimant Lawyers(s): Kira Fonteneau Respondent(s): Edward Jones, Robert Hickey, Timothy Dolan Respondent Lawyers(s): Laura A. Pizzitola, Robert D. Hickey Arbitrator(s): Victor L. Hayslip, Earle J. Schwarz, Marvin Kent Speigner Hearing Site: Birmingham, AL
| | Expungement |
21-00929 | 01/31/2022 | Claimant(s): Thelma Ellenberger Claimant Lawyers(s): Thelma P. Ellenberger Respondent(s): Edward Jones, Kelly Shultz Respondent Lawyers(s): Cheryl S. Chang Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA
| | $0 |
20-03950 | 01/18/2022 | Claimant(s): Janette Bossier, Blane Bossier on Behalf of His IRA, Janette Bossier as Administrator of the, Leonard Bossier IRA, Leonard Bossier SEP Claimant Lawyers(s): Frank C. Breese Respondent(s): Edward Jones, Kenneth Knopp Respondent Lawyers(s): Joshua D. Jones Arbitrator(s): Roger C. Benson, Kenneth R. Starr, Harvey R. Linder Hearing Site: Jackson, MS
| | Expungement |
20-03639 | 12/09/2021 | Claimant(s): Charles McCallum, Constance McCallum Claimant Lawyers(s): Paul A. Albarran Respondent(s): Bryan Tutton, Edward Jones Respondent Lawyers(s): Roger P. Meyers Arbitrator(s): Philip J. Glick, Hugh John Totten, Dennis C. Waldon Hearing Site: Chicago, IL
| | Expungement |
21-01612 | 12/09/2021 | Claimant(s): Lorenza Ceballos-Elder Claimant Lawyers(s): Lorenza L. Ceballos-Elder Respondent(s): Cassandra Moreno, Edward Jones Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Sherry R. Wetsch Hearing Site: Houston, TX
| | $325 |
18-02516 | 11/15/2021 | Claimant(s): Estate of David McOllough Claimant Lawyers(s): Thomas J. Radio Respondent(s): Edward Jones Respondent Lawyers(s): Matthew E. Johnson Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO
| | Expungement |
19-02376 | 11/15/2021 | Claimant(s): Jim Fletcher Claimant Lawyers(s): Joshua C. Spencer Respondent(s): Edward Jones Respondent Lawyers(s): Donald R. Littlefield Arbitrator(s): Nicole T. LeBoeuf, Staci Lynette Glenn, Penny R Robe Hearing Site: Dallas, TX
| | $0 |
19-02790 | 10/04/2021 | Claimant(s): Bryan Bernard Claimant Lawyers(s): Michael L. Forman Respondent(s): Douglas Williams, Edward Jones Respondent Lawyers(s): Donald R. Littlefield Arbitrator(s): John Kenneth Popham Hearing Site: Dallas, TX
| | $0 |
20-00836 | 09/17/2021 | Claimant(s): Gary Panion, Ronald Panion Claimant Lawyers(s): Christopher C. Young Respondent(s): Edward Jones, Scott Blando Respondent Lawyers(s): Darren Goodman Arbitrator(s): Patrick J. Halter Hearing Site: Helena, MT
| | $49,398 |
20-01801 | 08/26/2021 | Claimant(s): Carl Williams, Debra Williams Claimant Lawyers(s): Debra R. Williams Respondent(s): David Cooper, Edward Jones Respondent Lawyers(s): Darren Goodman Arbitrator(s): Charles G. Michaels Hearing Site: Denver, CO
| | $0 |