FINRA Awards for Garry T. Stevens

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-01919	04/09/2024	Claimant(s): Cyrus Desai Claimant Lawyers(s): Meher C. Desai Respondent(s): William Young, Grove Point Investments Respondent Lawyers(s): Garry T. Stevens, Jr., Richard A. D'Amura Arbitrator(s): Christopher M. McMurray, Luba Shur, Kiran Nasir Gore Hearing Site: Washington, DC		Dismissed by Rule 12206
20-01090	11/07/2023	Claimant(s): Olga Gorodetsky, Yuri Gorodetsky Claimant Lawyers(s): Richard B. Fosher Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): Garry T. Stevens Arbitrator(s): Michael J. Meeusen, Joan M. Esserman, Mary Carmen Fontana Hearing Site: St. Louis, MO		$135,678
20-00452	12/02/2022	Claimant(s): Barbara Moger Claimant Lawyers(s): Christopher J. Albanese Respondent(s): Christopher Braccia, Stephen Oliver, First Allied Securities. Respondent Lawyers(s): Garry T. Stevens Arbitrator(s): Diane Ciccone, Carol H. Gold, Christin Kim Hearing Site: Philadelphia, PA		Expungement
21-02929	10/20/2022	Claimant(s): Margaret Bui-Quan Claimant Lawyers(s): Kirk G. Smith Respondent(s): Cetera Advisor Networks Respondent Lawyers(s): Garry T. Stevens Arbitrator(s): David S. Billet, Timothy Robert Hott, Roger Pierro Hearing Site: New York, NY		Dismissed by Rule 12206