FINRA Awards for Garry T. Stevens

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-02993	06/13/2024	Claimant(s): Christopher Bice Claimant Lawyers(s): Garry T. Stevens Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Vaughn Norman Browne, Howard Alan Grinsberg, Jonathan Abrams Hearing Site: New York, NY
22-00818	11/21/2022	Claimant(s): Christopher Bice Claimant Lawyers(s): Garry T. Stevens Respondent(s): Sagepoint Financial. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Judith E. Gross, Linda J. Baer, Denise C. Sagua Hearing Site: New York, NY
20-02256	06/24/2021	Claimant(s): FSC Securities Corporation Claimant Lawyers(s): Garry T. Stevens Respondent(s): John Marty Respondent Lawyers(s): John Eugene Marty Arbitrator(s): Elmo E. Wedderburn, Mary Margaret Bush, D. Peter Gleichenhaus Hearing Site: San Francisco, CA
19-02847	02/11/2020	Claimant(s): Royal Alliance Associates. Claimant Lawyers(s): Garry T. Stevens Respondent(s): Sherri Weintrop Respondent Lawyers(s): Sherri Frank Weintrop Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: St. Louis, MO