| 21-01762 | 04/10/2024 | Claimant(s): Melvin Menke
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Richard Coleman, William Brown, Richard James & Associates.
Respondent Lawyers(s): Frank Barravechia, Richard James Coleman, William Robert Brown
Arbitrator(s): Julius Z. Frager
Hearing Site: Louisville, KY
|  | Dismissed by Rule 12511&12212© |
| 21-02651 | 03/22/2023 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Matthew B. Henneman
Respondent(s): Gregory Novak, Tracy Druce
Respondent Lawyers(s): Gregory Novak, Tracy Druce
Arbitrator(s): Linda Broocks, Daniel J. Pagnano, William G Brown
Hearing Site: Houston, TX
| | $260,436 |
| 17-02918 | 03/28/2018 | Claimant(s): Barbara Sweet, Kenneth Sweet
Claimant Lawyers(s): Bradley D Schnur
Respondent(s): William Brown
Respondent Lawyers(s): William Robert Brown
Arbitrator(s): Geoffrey A. Drucker
Hearing Site: Baltimore, MD
| | $213 |
| 11-02065 | 09/04/2012 | Claimant(s): William Brown
Claimant Lawyers(s): William E. Brown
Respondent(s): Dave Osborn, TD Ameritrade., Ken Sitnick, Watts Ha, RNC Center Capital Management
Respondent Lawyers(s): Compliance Officer, Dave Osborn, Hollie S. Mason
Arbitrator(s): Joseph C. Watson
Hearing Site: Los Angeles, CA
| | $213 |
| 09-06774 | 05/05/2011 | Claimant(s): William Brown
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): Burke Dambly, Daryl Holzberg, James Walsh, Private Asset Group.
Respondent Lawyers(s): Robert J. Girard
Arbitrator(s): Linda B. Kelly, Frances Johnson Wright, James Douglas Haigh
Hearing Site: Dallas, TX
| | Expungement |
