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FINRA Awards for Dave Osborn

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0206509/04/2012Claimant(s): William Brown
Claimant Lawyers(s): William E. Brown
Respondent(s): Dave Osborn, TD Ameritrade., Ken Sitnick, Watts Ha, RNC Center Capital Management
Respondent Lawyers(s): Compliance Officer, Dave Osborn, Hollie S. Mason
Arbitrator(s): Joseph C. Watson
Hearing Site: Los Angeles, CA
Checkmark Icon$213

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