| 17-03131 | 05/11/2018 | Claimant(s): Barry Sorensen, Charles Cook, Lared Hansen and Andria B. Hansen, Val H. Bingham and Erin M. Bingham
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Heath Bowen
Respondent Lawyers(s): Tamara A. Seelman
Arbitrator(s): Elwood C. Avery, George J. Karlsven, Daniel M. Yamshon
Hearing Site: Salt Lake City, UT
|  | $0 |
| 13-00043 | 03/03/2015 | Claimant(s): Arnold Levins
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Melissa M. Muehlfeld
Arbitrator(s): Daniel M. Yamshon, Barbara M. Anscher, Kevin C. Coleman
Hearing Site: San Francisco, CA
| | $0 |
| 13-01740 | 08/20/2014 | Claimant(s): Juliet Miyahara
Claimant Lawyers(s): Alice L. Stewart
Respondent(s): Ameriprise Financial Services., Joanne Watanabe
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Daniel M. Yamshon
Hearing Site: Honolulu, HI
| | $15,425 |
| 13-01812 | 04/10/2014 | Claimant(s): Ben Rosenfeld
Claimant Lawyers(s): Ben Rosenfeld
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
| | $0 |
| 12-01712 | 07/12/2013 | Claimant(s): Robert Epperson IRA
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): David H. S. Commins
Arbitrator(s): Lester Friedman, Daniel M. Yamshon, Paul D. Gutierrez
Hearing Site: San Francisco, CA
| | Expungement |
| 10-01528 | 03/31/2011 | Claimant(s): Kay Red Horse, Charitable Rem Trust of Kay F. Red Horse, Kay F. Red Horse Revocable Trust
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Clinton J. Simpson
Arbitrator(s): Katherine M. Harmeyer, Daniel M. Yamshon, Karen J. Zvonecek
Hearing Site: Nashville, TN
| | $225,175 |
