| 12-00363 | 05/01/2014 | Claimant(s): Albertus Niehuis, Andrea Niehuis, ARI - OP 18, TIC SHS Pittsburgh 2, TIC TPS Portland 3
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Walter J. Huntley, Joseph M. O'Connor, Adrian Alec Colley
Hearing Site: San Francisco, CA
|  | $1,165,880 |
| 12-03645 | 05/01/2014 | Claimant(s): Gary Robertson, Griffin Capital(Independence) Investor
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Questar Capital Corporation
Respondent Lawyers(s): Jesse Linebaugh
Arbitrator(s): Jeffrey R. Roth, C. Richard Mancini, Stefano Ferruggia
Hearing Site: Ft. Lauderdale, FL
| | $135,000 |
| 11-03273 | 08/27/2013 | Claimant(s): NNN One Northlake Place 3, NNN One Chesterfield Place 1, The Estate of Earl G. Matherly
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Sammons Securities Company
Respondent Lawyers(s): Christopher R. Murphy
Arbitrator(s): Lawrence W. Arness, Enrico A. Mazzoli, Robert David Epstein
Hearing Site: Indianapolis, IN
| | Expungement |
| 11-03229 | 04/09/2013 | Claimant(s): NNN One Chesterfield Place 36, NNN St. Charles 5., Sharyl J. Lee, individually and as Sole
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Neil S. Jasper, Vincent J. Natoli, Robert Alan Merring
Hearing Site: Los Angeles, CA
| | Expungement |
| 11-04375 | 12/03/2012 | Claimant(s): Wayne Jensen
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Kraig Mickelsen, Ausdal Financial Partners.
Respondent Lawyers(s): Jeff Ziesman
Arbitrator(s): Daniel R. Formeller, Mary A. Duffy, David John Diersen
Hearing Site: Chicago, IL
| | Expungement |
| 10-04616 | 02/07/2012 | Claimant(s): Helen Tommerup, Randall Tommerup, H. Tommerup-Arrowhead, H. Tommerup-Executive Park, R. Tommerup-Arrowhead, R. Tommerup-Executive Park
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Melvin Day, Waveland Capital Partners LLC
Respondent Lawyers(s): Dennis James, Jeffrey S. Kob
Arbitrator(s): Keith C. Folkman, Laurie E. Law, Steven Thomas Larsen
Hearing Site: Helena, MT
| | $328,875 |
| 10-01343 | 08/01/2011 | Claimant(s): Beatrice McRae, Buford McRae, Robert Lee, B.E. McRae Family Limited Partnership, Robert Earl Lee Rev Trust
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Capwest Securities.
Respondent Lawyers(s): H. Thomas Fehn
Arbitrator(s): Robert L. Chisolm, Richard Frederick Schaufert, James W. Kerr
Hearing Site: Dallas, TX
| | $931,960 |
| 10-02818 | 06/27/2011 | Claimant(s): Jane Wiborg, Lloyd Wiborg, Jane S. Wiborg Trust dtd 7/28/86
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Chance A.E. Hodges
Arbitrator(s): John K. Swearingen, Kenneth W. Gosliner, James Edward Forbes
Hearing Site: San Francisco, CA
| | $376,658 |
| 09-05542 | 03/08/2011 | Claimant(s): Arthur Cargill, Maryann Cargill, Cargill-Beacon Point, Cargill-Mansell Plaza
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): James Files
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Donald S. Duerson, Paul F. Faberman, Clifford A. Threlkeld
Hearing Site: San Francisco, CA
| | $87,432 |
| 08-00082 | 05/14/2010 | Claimant(s): Eugene O. Jones and Joy F. Jones
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Charles Slowey, Edward Puttick, Advanced Planning Securities.
Respondent Lawyers(s): Charles C. Slowey, Joseph Keenan
Arbitrator(s): John J. Meyer, Jerry C. Prestridge, David Walton Earle
Hearing Site: New Orleans, LA
| | Stipulated Award |
