| 11-04481 | 11/06/2013 | Claimant(s): Philip Evans
Claimant Lawyers(s): Phillip Evans
Respondent(s): Jeffrey Rachlin, Mark Kaplowitz, Alternative Wealth Strategies.
Respondent Lawyers(s): Jeffrey Rachlin, Louis H. Miron, Mark Kaplowitz
Arbitrator(s): Joan M. Traub, Ariel Berschadsky, Paul G. Garjian
Hearing Site: Newark, NJ
|  | $135,000 |
| 09-07084 | 04/09/2013 | Claimant(s): Carol Cohen, Ronald Cohen
Claimant Lawyers(s): Robert I. Rabinowitz
Respondent(s): Jeffrey Rachlin, Alternative Wealth Strategies.
Respondent Lawyers(s): James C. Gaul, Jeffrey Rachlin
Arbitrator(s): Jeffrey Steinberg, Abraham Harry Bunis, Linda J. Baer
Hearing Site: Newark, NJ
| | Stipulated Award |
| 11-02581 | 02/24/2012 | Claimant(s): Ignazio Baiamonte, Ignazio Baiamonte IRA, Baiamonte Family 2008 Irrevocable Trust
Claimant Lawyers(s): W. Alexander Melbardis
Respondent(s): Edward Scro, James Gaul, Jeffrey Rachlin, Alternative Wealth Strategies.
Respondent Lawyers(s): Edward Francis Scro, James C. Gaul, James Carl Gaul, Jeffrey Rachlin
Arbitrator(s): Martin Jay Siegel, Joseph A. Forgione, Gary W. Sherbell
Hearing Site: New York, NY
| | $901,750 |
| 10-04661 | 11/01/2011 | Claimant(s): Claire Cicalese
Claimant Lawyers(s): Alan Gilmore
Respondent(s): James Gaul, Jeffrey Rachlin, Alternative Wealth Strategies.
Respondent Lawyers(s): James C. Gaul, James Carl Gaul, Jeffrey Rachlin
Arbitrator(s): Robert E. Anderson, Barbara Weisman, Joan Marie Chiusano
Hearing Site: Newark, NJ
| | $97,000 |
