13-00092 | 12/19/2016 | Claimant(s): Brad Burns, B&B Sheet Metal & Roofing., R&B Management LLP Claimant Lawyers(s): Stephen W. Hance Respondent(s): Marcus Renslow, Major League Capital, United Securities Alliance. Respondent Lawyers(s): Jeffrey Cannella, Marcus A. Renslow Arbitrator(s): Brett W. Olander Hearing Site: Minneapolis, MN
| | Expungement |
14-00876 | 06/02/2015 | Claimant(s): Lydia Custer, Roger Custer Claimant Lawyers(s): Clark L. Davidson, Martha Bonin Respondent(s): United Securities Alliance. Respondent Lawyers(s): Michael Jones Arbitrator(s): Steven M. Feder Hearing Site: Denver, CO
| | Dismissed by Rule 12206 |
13-00532 | 04/16/2014 | Claimant(s): Lingo Family Trust Claimant Lawyers(s): E. Anthony Reguero Respondent(s): Jim Lund, Robert Tweed, Capwest Securities., United Securities Alliance. Respondent Lawyers(s): Dale K. Hall, H Thomas Fehn, Michael Jones Arbitrator(s): Herbert Leslie Greenberg, Joseph Winter, Andrew Corell Wahrenbrock Hearing Site: Los Angeles, CA
| | $0 |
13-00536 | 09/23/2013 | Claimant(s): Nora Parker Claimant Lawyers(s): Jeffrey Pederson Respondent(s): Joe Birkinbine, United Securities Alliance. Respondent Lawyers(s): James J. Moylan, Michael Jones Arbitrator(s): Malcolm T. Cleland Hearing Site: Denver, CO
| | $59,093 |
12-03217 | 03/28/2013 | Claimant(s): Harry Rubinoff, Judith Engelman Claimant Lawyers(s): Robert D. Mitchell Respondent(s): United Securities Alliance. Respondent Lawyers(s): Michael Jones Arbitrator(s): Paul A. Cash Hearing Site: Phoenix, AZ
| | $94,947 |
09-06677 | 04/12/2011 | Claimant(s): Lisa Cordaro, Robert Cordaro Claimant Lawyers(s): Irwin Stein Respondent(s): Forrest Templeton, United Securities Alliance. Respondent Lawyers(s): Forrest D. Templeton, Michael Washington Jones Arbitrator(s): George W. Harding, Donald N. Tolin, William J. Kenna Hearing Site: Albuquerque, NM
| | $500,000 |
08-02517 | 07/01/2009 | Claimant(s): Rosalin Rogers, George R. Joyce and Dorothy R. Joyce, Mark L. Thompson Trust Claimant Lawyers(s): John Courtade Respondent(s): United Securities Alliance. Respondent Lawyers(s): Brenda N. Hight Arbitrator(s): George H. Reeves, Suanne M. Parro, Federico C. Alvarez Hearing Site: Denver, CO
| | $830,409 |
06-03232 | 04/23/2009 | Claimant(s): Barbara Irsch Claimant Lawyers(s): Andrew Stoltmann Respondent(s): United Securities Alliance., WMA Securities. Respondent Lawyers(s): Jeffrey J. Cannella, William H. McLean Arbitrator(s): David J. Hase, Sharon A. Green, James Lewis Molloy Hearing Site: Milwaukee, WI
| | $227,300 |
08-00532 | 01/15/2009 | Claimant(s): Branch Avenue Plaza, L.P. Claimant Lawyers(s): W. Scott Greco Respondent(s): Gary Ackerman, United Securities Alliance. Respondent Lawyers(s): Brenda Neel Hight, Derek C. Anderson Arbitrator(s): Glenn H. Catalano, Charles Mitchell Conover, Carl F. Bowmer Hearing Site: Richmond, VA
| | $0 |