| 14-02624 | 04/01/2016 | Claimant(s): International Fidelity Insurance Company
Claimant Lawyers(s): Julius A. Rousseau
Respondent(s): Francis Mitterhoff, Charles Schwab & Co.., Maria Costa, Vincent Leonetti, Vincent Riccordella
Respondent Lawyers(s): Gilbert R. Serota, Julius A. Rousseau, Lawrence Cohen
Arbitrator(s): Louis H. Miron, Alan Gradzki, Joan Dawn Hogarth
Hearing Site: Newark, NJ
|  | $0 |
| 14-03340 | 07/15/2015 | Claimant(s): Anthony Caggiano
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Lise Gabrielle Hunter, Roger L Gavan, Alan Gradzki
Hearing Site: New York, NY
| | Expungement |
| 10-04743 | 02/06/2013 | Claimant(s): Schultze Asset Management, Schultze Master Fund, Ltd
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Sandra Gale Behrle, David I. Goldblatt, Alan Gradzki
Hearing Site: New York, NY
| | $0 |
| 07-02316 | 05/26/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Steven G. Leventhal
Respondent(s): Azam Baroukhiam
Respondent Lawyers(s): Azam F. Baroukhiam
Arbitrator(s): Aaron Friedman, Martin A. Edelstein, Alan Gradzki
Hearing Site: New York, NY
| | $27,900 |
