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FINRA Awards for Carol Ann Jensen

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0104201/19/2024Claimant(s): Andrea Bollakis, Richard Molsby
Claimant Lawyers(s): Cameron D. Bordner
Respondent(s): Wells Fargo Clearing Services, Megan Phillips, Michael Garner, Theodore Rich, Thomas Metzger
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Carol Ann Jensen, Arocles Aguilar, Kevin C. Coleman
Hearing Site: Reno, NV
Checkmark Icon$0
18-0103102/20/2019Claimant(s): Ashok Yalamati
Claimant Lawyers(s): Ashok Kumar Yalamati
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Ronald Chun, Carol Ann Jensen, Alden Sharp Adkins
Hearing Site: San Francisco, CA
Checkmark Icon$0
14-0207507/17/2015Claimant(s): Carole Smith, Michael Smith, NNN Parkway Corporate Plaza 10
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): John Notman, Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): John Shaw Notman, Nicole Lomibao
Arbitrator(s): William Ziering, Carol Ann Jensen, Arocles Aguilar
Hearing Site: San Francisco, CA
Checkmark IconDismissed by Rule 12206
14-0136301/28/2015Claimant(s): Deanne Lee, Mark Lee
Claimant Lawyers(s): Mark A. Lee
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): Carol Ann Jensen
Hearing Site: San Francisco, CA
Checkmark Icon$0
13-0174905/21/2014Claimant(s): Louis Saadeh, Louis K. Saadeh Separate Property Trust
Claimant Lawyers(s): Val D. Hornstein
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Elyse Whitehead
Arbitrator(s): Philip Aaron Tymon, Carol Ann Jensen, Robert Sachs Mandelson
Hearing Site: San Francisco, CA
Checkmark Icon$0
12-0143212/14/2012Claimant(s): Mark Ramian
Claimant Lawyers(s): Andrew Keligian
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Autumn Crowell
Arbitrator(s): Carol Ann Jensen
Hearing Site: San Francisco, CA
Checkmark Icon$213

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