Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-02060 | 03/10/2015 | Claimant(s): Louise Nervo Claimant Lawyers(s): Naomi Singh Respondent(s): Stephen Garguilo Respondent Lawyers(s): Stephen J. Garguilo Arbitrator(s): Martin H. Zern Hearing Site: New York, NY |  | $38,864 |
| 13-02995 | 03/09/2015 | Claimant(s): Norman Chesky Claimant Lawyers(s): Lisa Marks Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Martin H. Zern Hearing Site: New York, NY | | $0 |
| 11-02609 | 05/04/2012 | Claimant(s): Shine Capital Corporation Claimant Lawyers(s): Vivian R. Drohan Respondent(s): Cantor Fitzgerald & Co. Respondent Lawyers(s): Arthur D. Felsenfeld Arbitrator(s): William A. Hohauser, Martin H. Zern, Evan L. Gordon Hearing Site: New York, NY | | $0 |
| 10-01949 | 12/31/2010 | Claimant(s): Patricia Spencer Claimant Lawyers(s): Patricia Spencer Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Logan S. Fisher Arbitrator(s): Martin H. Zern Hearing Site: New York, NY | | $0 |
| 09-04304 | 11/23/2010 | Claimant(s): Myrna Axelrod Claimant Lawyers(s): Elizabeth Genn Respondent(s): Jack Kolker, UBS Financial Services Inc. Respondent Lawyers(s): Richard C. Szuch Arbitrator(s): Sid Braufman, Martin H. Zern, Donald Raymond McNally Hearing Site: New York, NY | | $0 |
| 09-05203 | 03/31/2010 | Claimant(s): Timothy Makas Claimant Lawyers(s): Timothy Makas Respondent(s): Richard Netter, Senate Securities Respondent Lawyers(s): Richard M. Netter Arbitrator(s): Martin H. Zern Hearing Site: New York, NY | | $0 |
| 08-02229 | 10/26/2009 | Claimant(s): David Schoen Claimant Lawyers(s): Eric J. Sussman Respondent(s): Charles Friedlander, Citigroup Global Markets., Lawrence Ellner Respondent Lawyers(s): Alejandre Schwed Arbitrator(s): Jeffrey Bega, Martin H. Zern, Peter P. Skomorowsky Hearing Site: New York, NY | | Stipulated Award and Expungement |
| 08-01777 | 06/04/2009 | Claimant(s): Kais Maalej Claimant Lawyers(s): Kais Maalej Respondent(s): Scottrade. Respondent Lawyers(s): Ryan M. Blum Arbitrator(s): Martin H. Zern Hearing Site: New York, NY | | $0 |
| 08-04010 | 04/17/2009 | Claimant(s): Seth D. Rose and Louise Rose Claimant Lawyers(s): Seth Rose Respondent(s): John Dolan, UBS Financial Services Inc. Respondent Lawyers(s): Tracey Salmon-Smith Arbitrator(s): Martin H. Zern Hearing Site: New York, NY | | $213 |