Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-01513 | 07/14/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Jonathan Berg Respondent(s): Richard Divenuto Respondent Lawyers(s): James E. Heavey Arbitrator(s): Martin H. Zern Hearing Site: New York, NY | ||
| 13-00528 | 07/09/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): John Meskunas Respondent Lawyers(s): John Anthony Meskunas Arbitrator(s): Martin H. Zern Hearing Site: New York, NY | ||
| 12-02378 | 03/12/2013 | Claimant(s): James O'Connor Claimant Lawyers(s): Stefanie Wayco Respondent(s): Helen B. Strachan TTEE of Jean Strachan Respondent Lawyers(s): Jacob H. Zamansky Arbitrator(s): Martin H. Zern Hearing Site: New York, NY | Expungement | |
| 12-02086 | 01/14/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings Claimant Lawyers(s): John K. Wells Respondent(s): Gary Schwarcz Respondent Lawyers(s): Gary Alan Schwarcz Arbitrator(s): Martin H. Zern Hearing Site: New York, NY | ||
| 12-02389 | 11/09/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Emma J. Purdy Respondent(s): James Rosica Respondent Lawyers(s): James M. Rosica Arbitrator(s): Martin H. Zern Hearing Site: New York, NY | ||
| 12-01187 | 09/07/2012 | Claimant(s): James Schwantner Claimant Lawyers(s): James Phillip Schwantner Respondent(s): Morgan Stanley Respondent Lawyers(s): Gregg P. Garneau Arbitrator(s): Martin H. Zern Hearing Site: New York, NY | ||
| 11-02435 | 02/14/2012 | Claimant(s): Securities America. Claimant Lawyers(s): Kelly Davis Respondent(s): Alfonse Stazzone Respondent Lawyers(s): Alfonse Joseph Stazzone Arbitrator(s): Martin H. Zern Hearing Site: New York, NY | ||
| 09-04628 | 02/01/2010 | Claimant(s): America's Choice Equities LLC Claimant Lawyers(s): Raymond Nardo Respondent(s): Stephen Liotta Respondent Lawyers(s): Stephen Michael Liotta Arbitrator(s): Martin H. Zern Hearing Site: New York, NY | ||
| 09-01506 | 09/17/2009 | Claimant(s): EKN Financial Services Inc. Claimant Lawyers(s): Thomas Michael Giugliano Respondent(s): Ardeshir Sabi Respondent Lawyers(s): Barry Temkin Arbitrator(s): Martin H. Zern Hearing Site: New York, NY | ||
| 09-00736 | 07/10/2009 | Claimant(s): EKN Financial Services. Claimant Lawyers(s): Anthony Ottimo Respondent(s): Scott Shapiro Respondent Lawyers(s): Scott Allan Shapiro Arbitrator(s): Martin H. Zern Hearing Site: New York, NY |