FINRA Awards for SunTrust Investment Services.

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Displaying 11-15 out of 15 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-04724	12/13/2012	Claimant(s): Michael Levy and Paula Levy Claimant Lawyers(s): Steven D. Toskes Respondent(s): SunTrust Investment Services. Respondent Lawyers(s): Jeffrey W. Willis Arbitrator(s): Patrick Sean Dolan, Timothy J. Moore, Gerald B. Marcovsky Hearing Site: Baltimore, MD		Expungement
10-03018	09/26/2011	Claimant(s): M. Gill Claimant Lawyers(s): William B.L. Little Respondent(s): SunTrust Investment Services., Deborah Turnley, Jerry Smith Respondent Lawyers(s): Erica T. Meyers Arbitrator(s): Sharon A. McCloskey Hearing Site: Raleigh, NC		Expungement
10-03819	06/15/2011	Claimant(s): B. Williams Claimant Lawyers(s): Matthew M. Wilkins Respondent(s): Roger Shaffer, SunTrust Investment Services. Respondent Lawyers(s): Peter A. Jacxsens Arbitrator(s): Kenneth I. Daniels, John F. O'Neill, Jerome Jack Shure Hearing Site: Atlanta, GA		Stipulated Award and Expungement
09-07088	12/27/2010	Claimant(s): Eugene Pascarella, Mary Pascarella Claimant Lawyers(s): Neal J. Blaher Respondent(s): SunTrust Investment Services. Respondent Lawyers(s): Frederick S. Schrils Arbitrator(s): Ron Pekoe, Marc T. Danon, Robert H. Nelson Hearing Site: Orlando, FL		$75,000
10-01294	12/01/2010	Claimant(s): Dellmer Seitter, Patty Seitter Claimant Lawyers(s): Dellmer B. Seitter Respondent(s): SunTrust Investment Services., Jerry Smith Respondent Lawyers(s): Erica Thomas Meyers Arbitrator(s): Leon Henderson Hearing Site: Raleigh, NC		$0