| 13-02854 | 06/15/2015 | Claimant(s): James Thomas, Laurel Thomas
Claimant Lawyers(s): Matthew H. Griffith
Respondent(s): Bruce Smith, Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Robert Steven Haught, David A. Laughlin, John R. Storm
Hearing Site: Oklahoma City, OK
|  | $0 |
| 11-02312 | 11/15/2011 | Claimant(s): James Thomas
Claimant Lawyers(s): James J. Thomas
Respondent(s): John Swegles, Philip Sloan
Respondent Lawyers(s): Julian W. Wells
Arbitrator(s): A. Robert Stevenson
Hearing Site: Detroit, MI
| | $2,325 |
| 09-04827 | 06/28/2011 | Claimant(s): Charles Vorwaller, Duane Sanders, James Thomas, Shirley Sanders, Woodrow Cole
Claimant Lawyers(s): James M. Thomas
Respondent(s): Shannon Bryant, Allianz Life Financial Services
Respondent Lawyers(s): Lawrence J. Field, Leif T. Simonson
Arbitrator(s): Arthur E. Otten, Bradford J. Lam, Wylie G. Hairgrove
Hearing Site: Denver, CO
| | $0 |
| 07-01095 | 05/09/2008 | Claimant(s): Evelyn Brandin, IRA, Brandin Family Trust
Claimant Lawyers(s): David Liebrader
Respondent(s): James Thomas
Respondent Lawyers(s): Alan L. Sachs
Arbitrator(s): Merrill Dean Taylor, Robert Rosen, Dee Newell
Hearing Site: Las Vegas, NV
| | $1,225,420 |
