| 21-01076 | 02/04/2022 | Claimant(s): Farid Ghafelpour
Claimant Lawyers(s): Farid Ghafelpour
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Barbara M. Zak, W. Alex King, Xochitl Arteaga
Hearing Site: Los Angeles, CA
|  | $0 |
| 20-00707 | 11/17/2021 | Claimant(s): Faramaz Bardi, Laleh Bardi, The Bardi Family Trust
Claimant Lawyers(s): Marc Irwin Zussman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer N. Lamirand
Arbitrator(s): Barbara M. Zak, Joseph C. Watson, Maggie Soleimani
Hearing Site: Los Angeles, CA
| | Expungement |
| 19-03307 | 09/30/2021 | Claimant(s): Brian Dornellas
Claimant Lawyers(s): David Liebrader
Respondent(s): George Schmidt
Respondent Lawyers(s): Robert S. Larsen
Arbitrator(s): Barbara M. Zak, Mary M. O'Neil, Robert E. Jenks
Hearing Site: Las Vegas, NV
| | $525,000 |
| 20-04192 | 06/01/2021 | Claimant(s): James Abonyi
Claimant Lawyers(s): James M. Abonyi
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Barbara M. Zak
Hearing Site: San Diego, CA
| | $88 |
| 17-03494 | 08/20/2019 | Claimant(s): Suzanne Takowsky, Suzanne Takowsky Rev Trust DTD 5/20/14
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Nicholas Y. Lin
Arbitrator(s): Barbara M. Zak, Pamela Jane Koslow, Erin Person
Hearing Site: Los Angeles, CA
| | $300 |
| 17-02237 | 03/27/2019 | Claimant(s): The Frances E Wright Trust
Claimant Lawyers(s): Roger T. Wright
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward Walton
Arbitrator(s): Barbara M. Zak
Hearing Site: Los Angeles, CA
| | $0 |
| 17-01319 | 01/04/2019 | Claimant(s): Altenhofen Revocable Trust
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): William McC. Montgomery
Arbitrator(s): Barbara M. Zak, Jeffrey E. Skogsbergh, Yvonne Brathwaite Burke
Hearing Site: Los Angeles, CA
| | Expungement |
| 17-00175 | 10/22/2018 | Claimant(s): Helena Galatolo, Susan Protzel, The Susan J. Protzel Trust U/A DTD 07/20
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Rachel Weitzman
Arbitrator(s): Barbara M. Zak, Gary Timothy Haight, Marc S. Joseph
Hearing Site: Los Angeles, CA
| | $0 |
| 15-02023 | 10/19/2016 | Claimant(s): Mohamed Ahmed, Mohamed Ahmed IRA
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer R. Willey
Arbitrator(s): Barbara M. Zak, Morris S. Getzels, Robert B. Hansohn
Hearing Site: Las Vegas, NV
| | Expungement |
| 13-03734 | 05/14/2015 | Claimant(s): Stanley Behrens Living Trust dtd July 8
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): Morgan Stanley, Rafael De Vengoechea, Sandra Rutan
Respondent Lawyers(s): Debra (Volland) Achkire
Arbitrator(s): Barbara M. Zak, Elliott Zachary Seff, Eric Gad Forster
Hearing Site: Los Angeles, CA
| | Expungement |
