| 15-01676 | 09/12/2016 | Claimant(s): Jeffrey Ball, Jeffrey D. Ball IRA
Claimant Lawyers(s): Philip M. Aidikoff, Ryan K. Bakhtiari
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Ronald L. Cameron, Constance Ellen Boukidis, Michael R. Diliberto
Hearing Site: Los Angeles, CA
|  | $262,354 |
| 13-02313 | 02/11/2016 | Claimant(s): Brown Family Trust
Claimant Lawyers(s): Thomas R. Ajamie
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Jennifer I. Machlin
Arbitrator(s): Elliott Zachary Seff, Constance Ellen Boukidis, David W. Dresnick
Hearing Site: Los Angeles, CA
| | Expungement |
| 13-03313 | 01/23/2015 | Claimant(s): Karen Bonnheim
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Wedbush Securities Inc.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Arthur F. Brueggeman, Constance Ellen Boukidis, Milton N. Gross
Hearing Site: Los Angeles, CA
| | $351,400 |
| 13-03539 | 10/20/2014 | Claimant(s): Michael Bodnar
Claimant Lawyers(s): Robert Talbot
Respondent(s): Sagepoint Financial.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Constance Ellen Boukidis
Hearing Site: Los Angeles, CA
| | $6,121 |
| 12-03247 | 06/27/2014 | Claimant(s): Robert Blakeman and Anne Blakeman Mahr
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Barry Bayat, UBS Financial Services Inc.
Respondent Lawyers(s): Michael M. Gless, Tara B. Voss
Arbitrator(s): Michael D. Harrison, Dorothy B. Strackbein, Constance Ellen Boukidis
Hearing Site: Los Angeles, CA
| | Expungement |
| 12-01971 | 02/21/2014 | Claimant(s): Christopher Murphy, Chris's Stuff 401K Profit Sharing Plan, Chris's Stuff Inc. Defined Benefit, Christopher J. Murphy Revocable Trust
Claimant Lawyers(s): Jeffrey K. Riffer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Peter R. Boutin
Arbitrator(s): Constance Ellen Boukidis, Michael R. Diliberto, Allen Edward Wisniewski
Hearing Site: Los Angeles, CA
| | $600 |
| 13-01632 | 12/20/2013 | Claimant(s): Ko Pu
Claimant Lawyers(s): Ko Fei Pu
Respondent(s): Firstrade Securities
Respondent Lawyers(s): Peter Gschweng
Arbitrator(s): Constance Ellen Boukidis
Hearing Site: Los Angeles, CA
| | $175 |
| 12-03175 | 12/10/2013 | Claimant(s): Walter Schild
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Joyce L. Hurley, Constance Ellen Boukidis, Owen Frances
Hearing Site: Los Angeles, CA
| | Expungement |
| 12-03486 | 08/07/2013 | Claimant(s): The Shirvani Family Trust
Claimant Lawyers(s): Maliheh Shirvani
Respondent(s): Amir Navab, Arash Nassi, Brian Krueger, Morgan Stanley
Respondent Lawyers(s): Wendy R. Robinson
Arbitrator(s): Constance Ellen Boukidis
Hearing Site: Los Angeles, CA
| | $600 |
| 09-05113 | 11/14/2011 | Claimant(s): Ian Harrison, Margaret Harrison, Harrison Family Trust
Claimant Lawyers(s): Patrick Baldwin
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Constance Ellen Boukidis
Hearing Site: Los Angeles, CA
| | $0 |
