23-03227 | 11/04/2024 | Claimant(s): Andres Matzner Claimant Lawyers(s): Andres Matzner Respondent(s): Robinhood Financial. Respondent Lawyers(s): Samer N. Aref Arbitrator(s): Barbara M. Zak, Katherine Jane Morris, William (Lee) Biddle Hearing Site: San Diego, CA
| | Dismissed by Rule 12504(b) |
19-03145 | 09/10/2021 | Claimant(s): Wilgus Family Survivors Trust Claimant Lawyers(s): Jeffrey K. Wilgus Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): Herbert Liberman, Katherine Jane Morris, Helen W. Kinnaird Hearing Site: San Diego, CA
| | Dismissed by Rule 12504(b) |
15-01927 | 02/04/2019 | Claimant(s): Dolan Family Trust Account Claimant Lawyers(s): Hilton Wiener Respondent(s): Brian Hagerman, John Vaughan Respondent Lawyers(s): Brian Joseph Hagerman, John Joseph Vaughan Arbitrator(s): James D. Knotter, Katherine Jane Morris, Thomas L. Marshall Hearing Site: San Diego, CA
| | Dismissed by Rule 12601(c) |
15-03485 | 06/05/2017 | Claimant(s): Alicia Mapes, Gordon Mapes, Gordon M. Mapes and Alicia K. Mapes Livi Claimant Lawyers(s): Arthur S. Leider Respondent(s): Ryan Bowers Respondent Lawyers(s): Vincent D. Slavens Arbitrator(s): James D. Knotter, Katherine Jane Morris, Kevin K. Forrester Hearing Site: San Diego, CA
| | $0 |
10-01665 | 11/27/2012 | Claimant(s): Sharda Motwani, Virumal Motwani Claimant Lawyers(s): Virumal Motwani Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Eric J. Glassman Arbitrator(s): Katherine Jane Morris, Evan A. Gould, Seth Schwartz Hearing Site: San Diego, CA
| | Expungement |
10-04494 | 10/07/2011 | Claimant(s): Gene Hedlund, Janice Hedlund, Odyssey 2000-Friar's Branch Crossing, Gene A. Hedlund IRA, Janice M. Hedlund IRA, Odyssey 2000 Rev Trust dtd 8/14/1989 Claimant Lawyers(s): A. Thomas Tenenbaum, Richard A. Nervig Respondent(s): John Lauer, Waveland Capital Partners LLC Respondent Lawyers(s): Jeffrey S. Kob Arbitrator(s): Sidney Jacobsen, Guenter S. Cohn, Katherine Jane Morris Hearing Site: San Diego, CA
| | $0 |