15-03376 | 10/31/2016 | Claimant(s): Kevin Meyer Claimant Lawyers(s): Arthur S. Leider Respondent(s): TD Ameritrade. Respondent Lawyers(s): Michael T. West Arbitrator(s): Mark R. Lee, Katherine Jane Morris, Steven A. Fox Hearing Site: San Diego, CA
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12-03679 | 04/08/2014 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Brent Lowe Respondent Lawyers(s): Brent W. Lowe Arbitrator(s): Katherine Jane Morris, Mandel E. Himelstein, Alan Joseph Goldstein Hearing Site: San Diego, CA
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11-02504 | 02/10/2012 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Evelyn C. Best Respondent(s): The Macaluso Family Trust dd 9/25/1995 Respondent Lawyers(s): Leo Macaluso Arbitrator(s): Mark R. Lee, Lauren Litman, Katherine Jane Morris Hearing Site: San Diego, CA
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10-01448 | 04/01/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance Inc. Claimant Lawyers(s): Jason E. Murtagh Respondent(s): David Lynn Respondent Lawyers(s): Jeffrey K. Riffer Arbitrator(s): William L. Merkin, Jo-Ann C. Little, Katherine Jane Morris Hearing Site: San Diego, CA
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09-00492 | 09/30/2010 | Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Catania T. Facher Respondent(s): Avelino Cortina Respondent Lawyers(s): Dana Robinson Arbitrator(s): Fred T. Kallet, James D. Knotter, Katherine Jane Morris Hearing Site: San Diego, CA
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06-03920 | 10/19/2007 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Ronald S. Kravitz Respondent(s): David Kauffman Respondent Lawyers(s): Matthew G. English Arbitrator(s): James D. Knotter, Katherine Jane Morris, Robert E. Witt Hearing Site: San Diego, CA
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