10-00508 | 12/30/2011 | Claimant(s): Christiane Rocco, Michael Rocco Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Debra Reda-Cappos, Crowell, Weedon & Co., Seidler Holdings., The Seidler Companies Incorporated Respondent Lawyers(s): G. Thomas Fleming, Peter Brown Dolan Arbitrator(s): Daniel David Kopman, Norman Michael Garland, Terry Lynn Chambless Hearing Site: Los Angeles, CA
| | Expungement |
10-01545 | 11/02/2011 | Claimant(s): Glenna Maguire, Glenna L. Maguire Trust UTD 7/26/07 Claimant Lawyers(s): Peter Brown Dolan Respondent(s): Wedbush Securities Inc., George Dahl Respondent Lawyers(s): Charles LaChaussee Arbitrator(s): John Alen DeRosa, Robert E. Lawson, Robert E. Jenks Hearing Site: Los Angeles, CA
| | $12,500 |
10-00640 | 01/20/2011 | Claimant(s): Lawrence Ngou Claimant Lawyers(s): Peter Brown Dolan Respondent(s): Lawrence Labine, Dewaay Financial Network, Llc Respondent Lawyers(s): Alan S. Baskin, Sam Y. Edgerton Arbitrator(s): Vaughn Thomas Hale, Thomas A. Culbertson, W. Alex King Hearing Site: Los Angeles, CA
| | $100,000 |
02-00787 | 05/27/2008 | Claimant(s): Ronald and Kara Hershey Claimant Lawyers(s): John Thomas Dzialo Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Philip Hammitt Respondent Lawyers(s): Peter Brown Dolan Arbitrator(s): David Zollman, Michael D. Harrison, Carl W. Vaicek Hearing Site: Los Angeles, CA
| | $0 |
06-04288 | 12/18/2007 | Claimant(s): Mondana Ghazanfari Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Nusheen Javadizadeh, Shapour Javadizadeh, RJJ Pasadena Securities. Respondent Lawyers(s): Peter Brown Dolan Arbitrator(s): Esther A. Spachner, Michael M. Perrigue, Michael Evan Beckman Hearing Site: Los Angeles, CA
| | $152,140 |
07-00417 | 11/12/2007 | Claimant(s): Elizabeth Bondoc Claimant Lawyers(s): Neda Ataie Respondent(s): Wachovia Securities, Stephen Wilson Respondent Lawyers(s): Peter Brown Dolan, Ryan P. Smith Arbitrator(s): William E. Winfield, Troy C. Sumrall, Anita Rae Shapiro Hearing Site: Los Angeles, CA
| | $13,713 |
06-04533 | 10/10/2007 | Claimant(s): Howe Electric. Claimant Lawyers(s): Scott R. Shewan Respondent(s): The Seidler Companies Incorporated Respondent Lawyers(s): Peter Brown Dolan Arbitrator(s): John F. Cordova, Robert E. Jenks, Jan Frankel Schau Hearing Site: Los Angeles, CA
| | $390,274 |