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FINRA Awards for John N. Breazeale

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0122306/25/2014Claimant(s): Uzoamaka Akpele
Claimant Lawyers(s): Bobby C. Aniekwu
Respondent(s): Frederick Brown, Oppenheimer & Co..
Respondent Lawyers(s): James A. Nofi
Arbitrator(s): Daniel E. Gulden, John N. Breazeale, Robert C. Port
Hearing Site: Atlanta, GA
Checkmark Icon$600
06-0433408/19/2009Claimant(s): Sheila Kramer, CUS for Roase Shimberg, Sheila G. Kramer Trust, UAD 9/29/94,
Claimant Lawyers(s): James D. Sallah
Respondent(s): Gary Gross
Respondent Lawyers(s): Gary J. Gross
Arbitrator(s): Burt R. Rose, John N. Breazeale, Martin P. Bergman
Hearing Site: Boca Raton, FL
Checkmark Icon$584,800
08-0053307/13/2009Claimant(s): William Corcoran
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Prestige Financial Center.
Respondent Lawyers(s): Jonathan B. Butler
Arbitrator(s): John N. Breazeale, David P. Slater, Richard J. Kaplan
Hearing Site: Boca Raton, FL
Checkmark Icon$402,253
06-0433311/20/2007Claimant(s): Javier Covas
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Wallstreet Electronica.
Respondent Lawyers(s): Alan Wolper
Arbitrator(s): John N. Breazeale, Alberto G. Estrella, Francisco E. San Miguel
Hearing Site: San Juan, PR
Checkmark Icon$0

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