24-00972 | 11/26/2024 | Claimant(s): Fred Huecker, Susan Huecker Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Lawrence Nagel, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joel M. Everest, John O. Lukanski Arbitrator(s): George G. Kurschner Hearing Site: Louisville, KY
| | $26,156 |
22-01568 | 05/06/2024 | Claimant(s): Marc Cedarleaf, Patricia Cedarleaf Claimant Lawyers(s): Matt Williams Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Robert H. Putnam, Dana R. Krajack, William Finley Hamel Hearing Site: Columbia, SC
| | $125,400 |
22-00864 | 06/30/2023 | Claimant(s): David Soble Claimant Lawyers(s): John E. Sutherland Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Gene M. Bauer, Michael P. Breton, Thomas M. Madden Hearing Site: Boston, MA
| | $0 |
21-02621 | 05/03/2023 | Claimant(s): Richard Westfall Claimant Lawyers(s): Michael S. Hill Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Lynne M. Gomez Hearing Site: Oklahoma City, OK
| | Expungement |
20-01741 | 06/14/2022 | Claimant(s): Gary Amato Claimant Lawyers(s): Kirk G Smith Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Robert E. Anderson, Carol Jean Bader, Rosemary Christina Crawford Hearing Site: Pittsburgh, PA
| | $0 |
21-00676 | 11/15/2021 | Claimant(s): Serdar Ayman Claimant Lawyers(s): Serdar Ayman Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Richard W. Dissen Hearing Site: Pittsburgh, PA
| | $0 |
21-01492 | 10/14/2021 | Claimant(s): Matthew Plevelich Claimant Lawyers(s): Matthew Plevelich Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Joel M. Everest Arbitrator(s): John James McGovern Hearing Site: Philadelphia, PA
| | $0 |
19-03464 | 08/30/2021 | Claimant(s): Annette Bouso Claimant Lawyers(s): Bruce J. Altshuler Respondent(s): Fidelity Brokerage Services LLC, Miriam Khorramian Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Leslie Marie Hopp, H. Stuart Waxman, Obianuju Chioma-Bubbles Obasi Hearing Site: Los Angeles, CA
| | $0 |
20-01948 | 04/13/2021 | Claimant(s): Daniel Freebery Claimant Lawyers(s): Daniel P. Freebery Respondent(s): Jeffery Paytas, Fidelity Brokerage Services LLC, Nathaniel Wright Respondent Lawyers(s): Joel M. Everest, Noah D. Sorkin Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE
| | $300 |
20-02617 | 03/29/2021 | Claimant(s): Bill Wolfe and Debbie Wolfe Claimant Lawyers(s): Bill Wolfe Respondent(s): Amber McCormick, Larry Potts Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Patricia Ann Tracey Hearing Site: Columbia, SC
| | Expungement |