| 19-02225 | 12/15/2022 | Claimant(s): Young America Capital
Claimant Lawyers(s): Tad Bull
Respondent(s): Novae Inc. f/k/a HandyU Inc.
Respondent Lawyers(s): Sergio Arana
Arbitrator(s): Francis Xavier Sexton, Louis David Huss, Raymond Gerald Teet
Hearing Site: Boca Raton, FL
|  | $0 |
| 18-02759 | 11/06/2019 | Claimant(s): Elizabeth Alvarez-Orozco, Michael Orozco
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): Louis David Huss
Hearing Site: Miami, FL
| | $0 |
| 17-01744 | 08/01/2019 | Claimant(s): Eduardo Jimenez Emanuelli
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Popular Securities
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Andrea U. Calve, Louis David Huss, Israel O. Alicea-Luciano
Hearing Site: San Juan, PR
| | Expungement |
| 17-01645 | 03/27/2018 | Claimant(s): R. Paul Smith Trust
Claimant Lawyers(s): Sally Ann Hostetler
Respondent(s): Patrick Dwyer
Respondent Lawyers(s): Jeffrey R. Sonn
Arbitrator(s): Todd M. Saunders, Louis David Huss, Michael B Goldstein
Hearing Site: Miami, FL
| | Expungement |
| 12-01223 | 02/03/2014 | Claimant(s): Sylviano Lopez Rivera
Claimant Lawyers(s): Scott L. Silver
Respondent(s): UBS Financial Services Inc., UBS Financial Services of Puerto Rico
Respondent Lawyers(s): Roberto C. Quinones-Rivera
Arbitrator(s): Nancy J. Cliff, Todd M. Saunders, Louis David Huss
Hearing Site: San Juan, PR
| | Expungement |
| 11-02601 | 12/30/2013 | Claimant(s): Robert Peyser
Claimant Lawyers(s): Robert V. Cornish
Respondent(s): Laurence Briggs, Lawrence Kirshbaum, Timothy Gautney, William Chapman, Alexander Capital Markets, Alexander Financial, Aura Financial Services., Investin Securities Corp., Prestige Financial Center.
Respondent Lawyers(s): Laurence Briggs, Lawrence Kirshbaum, Legal Department, Timothy Gautney, William Chapman
Arbitrator(s): Jeffrey R. Roth, Louis David Huss, Robert Charles Stamm
Hearing Site: Miami, FL
| | $1,722,330 |
| 11-04423 | 09/26/2013 | Claimant(s): Aurea Pou
Claimant Lawyers(s): Scott L. Silver
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. of PR
Respondent Lawyers(s): Nannette Berrios-Haddock, Roberto C. Quinones-Rivera
Arbitrator(s): Bernard A. Becker, Jerrold Levine, Louis David Huss
Hearing Site: San Juan, PR
| | Expungement |
| 12-01192 | 08/06/2013 | Claimant(s): Emilio Calques, Maritza Zaiter, Pedro Calques, Pedro Latorre, Pedro Zaiter, Kury Manufacturing Co..
Claimant Lawyers(s): Melanie S. Cherdack
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Patricia Morales Christiansen
Arbitrator(s): Nancy J. Cliff, Daniel P. Lund, Louis David Huss
Hearing Site: San Juan, PR
| | $1,921,000 |
| 11-02319 | 08/17/2012 | Claimant(s): Ruben Irizarry Alcaraz
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Nannette Berrios Haddock, Roberto C. Quinones-Rivera
Arbitrator(s): Bernard A. Becker, Stuart K. Furman, Louis David Huss
Hearing Site: San Juan, PR
| | Expungement |
| 10-03663 | 05/04/2012 | Claimant(s): Jose Flores
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): Jeffrey Lopez, UBS Financial Services Inc., BBVA Securities of Puerto Rico., UBS Financial Services Inc. of P.R.
Respondent Lawyers(s): Anibal Lugo-Miranda, Debra A. Jenks, Roberto Quinones
Arbitrator(s): Bernard (Bob) L. Loring, Jerrold Levine, Louis David Huss
Hearing Site: San Juan, PR
| | Expungement |
