| 11-03905 | 05/21/2015 | Claimant(s): CSCG.
Claimant Lawyers(s): Francisco J. Villarrubia
Respondent(s): UBS Financial Services of Puerto Rico
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Steven Gerard Goerke, Robert G. Falbisaner, Abigail Falcon-Rosa
Hearing Site: San Juan, PR
|  | Expungement |
| 12-00369 | 12/12/2014 | Claimant(s): Donald Hubbard
Claimant Lawyers(s): John E. MacDonald
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Alan B. Goldstein, George H. Rausch, Robert G. Falbisaner
Hearing Site: Boca Raton, FL
| | $0 |
| 11-00425 | 10/17/2014 | Claimant(s): Haydee de Cancio, Pablo Cancio
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): Citigroup Global Markets., Juan Colon-Perea, Popular Securities.
Respondent Lawyers(s): Jason S. Haselkorn, Roberto C. Quinones-Rivera
Arbitrator(s): Monroe Mitchel, Stuart K. Furman, Robert G. Falbisaner
Hearing Site: San Juan, PR
| | Expungement |
| 11-02072 | 06/05/2012 | Claimant(s): Benito Figueras, Clara Fernandez De La Lastra
Claimant Lawyers(s): Juan C. Blasini Gonzalez
Respondent(s): UBS Financial Services Inc. of PR
Respondent Lawyers(s): Guillermo J. Bobonis
Arbitrator(s): Seth L. Finkel, Fredrick T.W. Reed, Robert G. Falbisaner
Hearing Site: San Juan, PR
| | $522,961 |
| 09-06877 | 01/12/2012 | Claimant(s): Alben Realty Corporation, Babylon Repair Service., Alben Realtor Corporation Retirement PSP
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): FMSBonds.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Neil J. Berman, Robert G. Falbisaner, Fred Abramoff
Hearing Site: Miami, FL
| | Stipulated Award |
