| 09-02318 | 09/30/2010 | Claimant(s): Joyce Yabkow
Claimant Lawyers(s): Michael B. Specht
Respondent(s): Citigroup Global Markets., William Burns
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Robert Manfredo, Evonne W.J. Tolbert, Martin H. Zern
Hearing Site: New York, NY
|  | Expungement |
| 09-00294 | 08/06/2010 | Claimant(s): Jason Schecter, Lissa Fial, Lynn Schecter
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Chucks Roberts, Citigroup Global Markets., Stephen Condos, The Condos and Roberts Group
Respondent Lawyers(s): Compliance Officer, Jeffrey L. Friedman, William A. Hohauser
Arbitrator(s): Richard S. Peskin, Cynthia A. DiMarco, Martin H. Zern
Hearing Site: New York, NY
| | Expungement |
| 08-02036 | 12/18/2009 | Claimant(s): Victoria Hyman
Claimant Lawyers(s): Chad N. Cagan
Respondent(s): Daniel Ondeck, Nicholas Diavatis, Steven Hyman, Friedman, Billings, Ramsey & Co..
Respondent Lawyers(s): Edward J. Bennett, Steven Hyman
Arbitrator(s): Alun Hywel Jones, Martin H. Zern, Nino Armienti
Hearing Site: New York, NY
| | $0 |
| 07-00916 | 03/31/2008 | Claimant(s): Janeen Sudaka-Karlsson
Claimant Lawyers(s): Janeen A. Sudaka-Karlsson
Respondent(s): Arthur Auch, Catherine Maguire, Christine Cunningham, Eric Peske, Citigroup Global Markets., James Ducey, James Lombardi, Jelmena Hudson, John Olson, Joseph Plumeri, Karen Siannas, Kathleen Ferraro, Kelly Walsh, Linus Cooke, Lisa Feld, Marcelo Ippoliti, Maria Frattaroli, Merrill Lynch Pierce Fenner & Smith Inc., Philip Gullo, Richard Petit (a/k/a Ecklund), et al
Respondent Lawyers(s): Edwin Zipf, Richard A. Petit (a/k/a Ecklund), Victor A. Machcinski
Arbitrator(s): Robert L. Palleschi, Martin H. Zern, Valerie Robbin Watts
Hearing Site: New York, NY
| | $0 |
| 05-06076 | 08/10/2007 | Claimant(s): Saralyn Ingram
Claimant Lawyers(s): Robert Grant
Respondent(s): Ameriprise Financial Services., Kenneth DiCairano
Respondent Lawyers(s): Michael Zaretsky
Arbitrator(s): Martin H. Zern, Mary Ellen Burns, Eric Howard Kunis
Hearing Site: New York, NY
| | $0 |
