| 08-00989 | 10/07/2008 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Richard A. Karoly
Respondent(s): Yossi Gabay
Respondent Lawyers(s): Yossi Gabay
Arbitrator(s): Kathryn L. Krebs, Martin Perlberger, Robert F. Saint-Aubin
Hearing Site: Los Angeles, CA
|  | $0 |
| 07-03225 | 09/22/2008 | Claimant(s): Elinor Nielsen, James Nielsen, James & Elinor Nielsen Living Trust
Claimant Lawyers(s): Kristin M. Cano
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Curt H. Mueller
Arbitrator(s): Barbara M. Zak, Mark A. Levy, Brent J. Rosenbaum
Hearing Site: Los Angeles, CA
| | $304,478 |
| 03-03017 | 09/04/2008 | Claimant(s): Justin Perlstrom
Claimant Lawyers(s): Christopher Mader
Respondent(s): Barbara Ralston, Charles Lazzaro, John Openshaw, First Wall Street Corporation
Respondent Lawyers(s): Barbara J. Ralston, Charles P. Lazzaro, John R. Openshaw, Patrick Baldwin
Arbitrator(s): Larry Edmonson, Marcus J. Anwyl-Davies, William S. Diver
Hearing Site: Los Angeles, CA
| | Expungement |
| 06-05046 | 08/28/2008 | Claimant(s): Steven Bickel
Claimant Lawyers(s): Frank E. Bremmer
Respondent(s): John Humphrey, A.G. Edwards & Sons., Robert Burns
Respondent Lawyers(s): Brent J. Burtin, John James Humphrey
Arbitrator(s): David J. Anderson, Gerald F. Corrigan, David Nielsen
Hearing Site: Los Angeles, CA
| | No Info |
| 06-02734 | 08/27/2008 | Claimant(s): Michael Waks
Claimant Lawyers(s): Michael L. Meeks
Respondent(s): David Goodenough, Melody Li, Thomas Birk, Lehman Brothers Inc
Respondent Lawyers(s): Eric M. George, Neal S. Robb
Arbitrator(s): Mary M. O'Neil, Vytas Tarulis, Steven K. Ogata
Hearing Site: Los Angeles, CA
| | $52,314 |
| 07-02489 | 08/25/2008 | Claimant(s): Janice Lawrence, Ronald Lawrence, Recruiter's Resource.
Claimant Lawyers(s): Mark A. Schadrack
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Richard A. Karoly
Arbitrator(s): Victoria E. Johnson, Morris S. Getzels, Valerie Lewis
Hearing Site: Los Angeles, CA
| | $0 |
| 06-05080 | 08/21/2008 | Claimant(s): Voilet Wall, Violet M. Wall Trust
Claimant Lawyers(s): G. Mark Brewer
Respondent(s): Citigroup Global Markets., Robert Leverte
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Elliott David Finkel, Gerald C. Tambe, Harris J. Howard
Hearing Site: Los Angeles, CA
| | $0 |
| 06-02058 | 08/14/2008 | Claimant(s): Jordan Alan, Ad. of Estate of Beth Schim
Claimant Lawyers(s): Mark E. Overland
Respondent(s): Brett Briggs, James Copping
Respondent Lawyers(s): Daniel D. Dydzak, Jeffrey S. Kob
Arbitrator(s): George L. Tindall, Kendall C. Reed, George Frederick Garris
Hearing Site: Los Angeles, CA
| | $12,645 |
| 06-04535 | 07/23/2008 | Claimant(s): Randy Bick, Bick Family Trust
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): James H. Frank, Ernest L. Burnside, Ian F. Gow
Hearing Site: Los Angeles, CA
| | $0 |
| 02-05037 | 07/21/2008 | Claimant(s): Aktar Huda
Claimant Lawyers(s): Aktar Huda
Respondent(s): Albert Carazolez, Equitrade Securities Corporation
Respondent Lawyers(s): Albert T. Carazolez, Philip Roebuck
Arbitrator(s): William F. Davis, David J. Anderson, Steven L. Miller
Hearing Site: Los Angeles, CA
| | $53,685 |
